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Showing 871 - 880 of 1079 results for "Commissioner"

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
... loss of the efficacy and integrity of the market. Those who held the shares and did not sell were victims." ASIC Commissioner John Price said, "Prosecuting insider trading has been a real focus for ASIC. In the last four years we have obtained convictions ...

ATO release another SMSF self help guide

ALEX DUNNIN  |  FRIDAY, 17 MAY 2013
... additional responsibilities you have when you start paying retirement benefits to members of your own fund," wrote Commissioner of Taxation, Chris Jordan in the forward to the 24 page publication. He cautioned SMSF trustees that "You are still responsible ...

ASIC raises red flag on capital protected products

LAURA MILLAN  |  THURSDAY, 2 MAY 2013
... "We are particularly concerned about potentially misleading or unhelpful claims of conditional protection," ASIC Commissioner Peter Kell said.

Fair Finance Australia pays infringement notice penalty

LAURA MILLAN  |  FRIDAY, 26 APR 2013
... consumers are not misled and put in a potential situation where they take on too much debt and are unable to repay," ASIC commissioner Peter Kell said.

ASIC appoints deputy chairman

LAURA MILLAN  |  FRIDAY, 26 APR 2013
... Australian Securities and Investments Commission (ASIC) for a five-year period starting 6 May 2013. Kell joined ASIC as a commissioner in 2011 and has experience in both the financial sector and consumer protection issues. Prior to his appointment he ...

One third of SMSF advice is poor: ASIC

ALEX DUNNIN  |  THURSDAY, 18 APR 2013
... Where we see examples of unlicensed SMSF advice, or misleading marketing, we will be taking regulatory action," ASIC Commissioner Peter Kell said.

Sherry joins calls to watch SMSF property spruikers

MARK SMITH  |  FRIDAY, 12 APR 2013
... said. The former Labor politician's comments echo those of Australian Securities and Investments Commission (ASIC) commissioner Peter Kell who urged SMSF professionals to be on the look out for "shark advice", "misleading ads" and "unscrupulous property ...

ASIC targets SMSF confidence tricksters

MARK SMITH  |  THURSDAY, 11 APR 2013
... fast-growing self-managed superannuation fund (SMSF) industry. Addressing a packed room at the Hilton Hotel in Sydney, ASIC commissioner Peter Kell opened the annual CPA Australia SMSF conference and expo by outlining the importance of safe-guarding ...

Same Day Money loses credit licence

LAURA MILLAN  |  MONDAY, 11 MAR 2013
... compliance standards are not being met, we will not hesitate to remove individuals and entities from the industry," ASIC Commissioner Peter Kell said. "Generally, Mr Sullivan lacks the knowledge, diligence, honesty, integrity and judgement to operate ...

ASIC imposes AFSL conditions on Lionsgate

ALEX DUNNIN  |  THURSDAY, 7 MAR 2013
... they have adequate supervisory arrangements in place to identify and address advice deficiencies quickly," said ASIC Commissioner Peter Kell. "It is imperative that licensees ensure that as their business grows, they review their compliance arrangements ...