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Showing 671 - 680 of 1622 results for "Review of"

FPA disciplines two members

HARRISON WORLEY  |  MONDAY, 4 MAR 2019
... and education in management and risk management. During the suspension period the FPA will also undertake a compliance review of Bainbridge's client documentation. She has already paid the FPA costs and expenses related to the matter. FPA chief executive ...

APRA sets sights on 2019 targets

HARRISON WORLEY  |  FRIDAY, 1 MAR 2019
... outcomes assessments from July 1. The prudential regulator also flagged its plan to complete the post-implementation review of the prudential framework introduced in response to the Stronger Super reforms of 2013. It also said it would consult on proposals ...

AFA rebukes ideological drive against conflicted remuneration

HARRISON WORLEY  |  WEDNESDAY, 27 FEB 2019
... perception of various aspects of the advice sector in the process. Referring to Hayne's recommendation that an ASIC review of the measures to improve the quality of advice also consider exemptions to the ban on conflicted remuneration for non-monetary ...

Former Westpac GM joins APRA review

HARRISON WORLEY  |  WEDNESDAY, 13 FEB 2019
... regulator, after the Government agreed to act on Kenneth Hayne's recommendation for regular capability reviews and a review of APRA "as soon as is reasonably practicable." In addition to her roles at Westpac, Smith-Gander was previously a partner at ...

Super fintech chief steps back

JAMIE WILLIAMSON  |  FRIDAY, 8 FEB 2019
... InPayTech board searches for a suitable chief executive. The company said the move is the result of a recent strategic review of its product development, business focus and financial and human resources. The review identified key objectives, InPayTech ...

Synchron slams RC on commissions

KANIKA SOOD  |  WEDNESDAY, 6 FEB 2019
... approach the Government to make a case for keeping life insurance commissions for advisers. "There was always going to be a review of life insurance in 2022 [sic], it was part of the Life Insurance Framework," Trapnell said. "The only difference is that ...

ASIC enforcement must get tough: Commissioner

KANIKA SOOD  |  TUESDAY, 5 FEB 2019
... subconsciously - explain away conduct that would otherwise raise a red flag," he said. ASIC is already conducting an internal review of its enforcement policies, for which it should not be criticised Hayne said as this is a problem of changing culture ...

Ongoing service arrangements should be tightened: Hayne

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... client on a retainer basis with an ongoing fee arrangement, he says "There is no way you can do a full and comprehensive review of a new client's situation and future needs, go through the entire research and advice process through to implementation ...

Former ACCC chair will lead APRA capability review

HARRISON WORLEY  |  MONDAY, 4 FEB 2019
... Federal Government has appointed a former Australian Competition and Consumer Commission chairman to lead a capability review of the Australian Prudential Regulation Authority. Responding to the Royal Commission's final report into Misconduct in ...

COBA appoints former ASIC executive

JAMIE WILLIAMSON  |  MONDAY, 21 JAN 2019
A former ASIC executive will conduct a review of the Code of Practice adhered to by members of the Customer Owned Banking Association. COBA has appointed former ASIC executive general manager Phil Khoury to review the code which outlined the conduct ...