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Showing 631 - 640 of 1622 results for "Review of"

ASIC bans adviser again

HARRISON WORLEY  |  FRIDAY, 16 AUG 2019
... three years by the corporate regulator for failing to act in the best interests of his clients. According to ASIC, a review of advice Aujla provided as an authorised representative of Infocus Securities Australia and Chaucer Group revealed he failed ...

Adviser stole $200k from SMSFs

ELIZABETH MCARTHUR  |  TUESDAY, 6 AUG 2019
... unable to satisfy the regulator that it could obtain the appropriate insurance. Michael may lodge an application for review of the ban with the Administrative Appeals Tribunal.

Document leak puts NAB under the pump

HARRISON WORLEY  |  FRIDAY, 2 AUG 2019
... as complaint handling processes and proactive identification of product hot spots," he said. Dooley also confirmed a review of NAB products is underway, taking into account product design and how products are used by customers. "All significant risk ...

TPB welcomes independent review

ELIZABETH MCARTHUR  |  FRIDAY, 2 AUG 2019
The Tax Practitioners Board (TPB) welcomed the release of a discussion paper in the review of the TPB and the Tax Agent Services Act 2009. The new discussion paper outlines the views of Keith James, who is heading up the independent review into the ...

ASIC clamps down on opaque active ETFs

KANIKA SOOD  |  THURSDAY, 25 JUL 2019
... the segment. ASIC first raised its concerns about internal market making last year in a reported that published its review of the ETF industry, saying non-transparent quoted funds may have larger spreads than transparent ones. "As the actual portfolio ...

First State Super, VicSuper merger talks progress

JAMIE WILLIAMSON  |  TUESDAY, 23 JUL 2019
... VicSuper. With the more thorough elements of the due diligence process to now commence, both funds will undertake a detailed review of each other's operations to determine the best way forward. "We'll consider various operating models and discuss how ...

New Zealand retirement system under review

HARRISON WORLEY  |  MONDAY, 22 JUL 2019
... declining home ownership. Submissions are open for the Commission for Financial Capability's (CFFC) three-yearly review of New Zealand's retirement income policies, which is set to take into account a range of issues, including how the NZ Government ...

Super fund hires strategy lead from MLC Life

KANIKA SOOD  |  MONDAY, 22 JUL 2019
... Citicorp, ANZ, NAB, OCBC Bank and MLC. Thomas commences in the role on July 22. His appointment follows Unisuper's review of its organisational structure, which it undertook in May with a view of to be positioned for the changing competitive and ...

CommSec fixes faulty statements

KANIKA SOOD  |  FRIDAY, 19 JUL 2019
... work to correct inaccurate or incomplete information. The most recent set of changes were made on June 15. "Following a review of exchange traded options statements, we identified some inaccurate or incomplete information," CommSec said in a statement. ...

Much review about nothing

HARRISON WORLEY  |  FRIDAY, 12 JUL 2019
The Government's recently announced review of Australia's retirement income system has been met with confusion by some of the industry's big players. "Speaking at the Bloomberg buy-side forum in Sydney recently, the newly-minted Assistant ...