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Showing 531 - 540 of 1618 results for "Series"

FASEA yet to determine bridging courses

JAMIE WILLIAMSON  |  THURSDAY, 28 JUN 2018
... adviser education pathways and the industry code of ethics," FASEA said. The body confirmed it will be holding another series of forums to ensure stakeholder feedback is comprehensively considered in the final version of the standards framework. Under ...

Quantifeed eyes Australian expansion with $13.5m raising

KANIKA SOOD  |  WEDNESDAY, 20 JUN 2018
... expand its B2B robo-advice business in Australia as a part of a $13.5 million venture capital raising announced today. The series B funding was led by Taiwanese giant Cathay Financial Holdings, with participation from US-based asset manager Legg Mason ...

Industry leaders in sales and marketing recognised at MAX Awards

STAFF WRITER  |  FRIDAY, 15 JUN 2018
... | Desktop Broker + Bell Potter Research Finalists: SuperFriend - Mental Health Awareness Campaign Macquarie - Guide To Series - Liquid Alternatives BlackRock - iShares Smart Beta ETFs AIA - eClaims and Claims on Wheels | New Approaches Financial Services ...

Fidante eyes actively managed ETFs

KANIKA SOOD  |  THURSDAY, 14 JUN 2018
The $57 billion multi-boutique asset manager will launch a series of actively managed exchange-traded funds, starting with an actively managed fixed income ETF that it says will be the first of its kind in the Australian market. The ActiveX series is ...

Advice and stock broking firm fined $35k

HARRISON WORLEY  |  WEDNESDAY, 13 JUN 2018
... operator after share orders were submitted on behalf of a client. According to ASIC, the firm contravened the rules in a series of occurrences across 2016, including in one instance where it failed to provide a client's unique account number in a ...

Super State of Origin: Who wins?

DARREN SNYDER  |  WEDNESDAY, 6 JUN 2018
... average Queensland funds have larger memberships. One of the industry success stories of this year's State of Origin series is Intrust Super, inking a deal to sponsor the Queensland Maroons for the next five years. Intrust Super is also the naming ...

Fidelity extends institutional capability

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
... for the management of relationships with key clients and global asset consultants. The appointments are the latest in a series of hires at Fidelity, with former T. Rowe Price head of Australian research Viral Patel linking with the firm last month.

ASIC bans former AMP adviser

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
... has banned 47 advisers and one director from the financial services industry. The banning of Luplau is the latest in a series from the regulator, with a former Suncorp adviser banned for four years in April for failing to provide a statement of advice ...

Managing Director departs AMP-backed planning network

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
... Swindells was appointed as managing director in restructure of AMP's advice businesses in March 2017. His resignation follows a series of high profile departures from AMP and its related entities in the wake of the Royal Commission. In May the wealth ...

Mutual expands wealth management leadership

HARRISON WORLEY  |  THURSDAY, 31 MAY 2018
... Australia's key socio-economic challenges across health, ageing and sustainability." The appointment is the latest in a series at Australian Unity, with former Millenium3 chief executive Matt Brown set to link with the mutual in July as its new executive ...