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Showing 4791 - 4800 of 9821 results for "Advisers"

Major ASIC project finds serious financial advice concerns

ALEX BURKE  |  FRIDAY, 17 MAR 2017
... million to customers in the process. ASIC sought to identify what it described as "serious compliance concern" (SCC) advisers. These included advisers who had engaged in dishonest, illegal, deceptive and/or fraudulent misconduct; conduct that would result ...

Midwinter adds fintech partner

KARREN VERGARA  |  FRIDAY, 17 MAR 2017
... integration project unassisted. Omnium managing director David King said: "There's been a high level of interest among advisers to have our OmniLife solution connected to Midwinter and we're delighted to have finally completed the first phase of our ...

No such thing as a must own company: Analyst

DARREN SNYDER  |  FRIDAY, 17 MAR 2017
... Equity Fund believes there is no such thing as a 'must own' company. Sharing the view at a recent Pan-Tribal lunch for advisers, Danton Goei of Davis Advisors said investors can get caught up in the hype perpetuated by companies and markets. Goei said ...

Findex assigns Aussie equities mandate

JAMIE WILLIAMSON  |  THURSDAY, 16 MAR 2017
... its Statement of Advice for Australian equity portfolios. The Altair managed discretionary portfolios provide Findex advisers and its clients a broader range of listed companies to invest in, extending across the entire market rather than the SOA which ...

QSuper member experience chief departs

JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
... digital initiatives and is focused on delivering an exceptional experience for members, employers, stakeholders, and advisers. Prior to joining QSuper, Baker had held lead roles with AustralianSuper and Rothschild Asset Management, and was a founder ...

Estate agents to become RG146 certified

JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
... Estate Institute of Australia, the Institute of Public Accountants and Mentor Education, enabling property investment advisers, mortgage brokers, accountants, real estate agents and property developers to discuss general drivers and factors to be considered ...

SUPERCentral launches estate planning course

EMMA RAPAPORT  |  MONDAY, 13 MAR 2017
Wealth management services provider SUPERCentral is launching an estate planning course for financial advisers. The scenario-based course, Real Life Estate Plans, aims to provide advisers with the tools to meet clients' needs in estate planning as Australia ...

MDA provider upgrades offering

JAMIE WILLIAMSON  |  MONDAY, 13 MAR 2017
... managed discretionary account provider is partnering with a fintech to deliver a new cloud-based solution to financial advisers. managedaccounts.com.au will work with Melbourne-based CapitalRoad to upgrade its user interface and middle office requirements ...

Past Morgan Stanley adviser hit with permanent ban

JAMIE WILLIAMSON  |  MONDAY, 13 MAR 2017
... services law again in future and was not of good fame or character. ASIC commissioner Cathie Armour said: "Financial advisers are expected to act in the best interests of clients. ASIC will ensure appropriate enforcement action is taken against advisers ...

Cooper Investors appoints EQT, hires retail lead

KARREN VERGARA  |  MONDAY, 13 MAR 2017
... Peter Cooper said: "There has been strong interest in our global funds among high net worth investors and their financial advisers, and in response we have taken steps to make it easier for them to invest in these two products." "In taking this initiative ...