Search Results | Showing 371 - 380 of 1904 results for "licensee" |
| | | ... recommended the removal of the requirement to provide SoA to clients. "The SoA rules are restrictive, cumbersome, and every licensee interprets the law a different way making writing SoAs time consuming, confusing for clients, and hard to code into technology," ... |
| | | | ... advice process and the engagement between the financial planner and the client. They provide added value in the areas of licensee standards, regulatory compliance and technical competency. He said legally obligating CPD for paraplanners makes sense ... |
| | | | HUB24 recorded $2.8 billion of platform net inflows in Q2 FY23, down 23.6% year on year. The funds platform also saw net inflows of $5.8 billion in 1H FY23, a drop of 13.6% from the previous corresponding period. In an ASX announcement, HUB24 said its ... |
| | | | ... adviser exam deadline. The total number of advice licensees also fell by 11% in 2022. AMP Financial Planning is the largest licensee with 546 advisers, followed by Morgans Financial on 447, Charter Financial Planning with 339, Synchron with 327, and ... |
| | | | ... prospective employees to consider though, he said. "An issue we're seeing is around the compliance checks in relation to licensee checks. This will happen towards the end of a process where advisers check across compliance in the last five years ... |
| | | | From February 1, ASIC's Financial Advisers Register (FAR) will display whether a financial adviser can provide tax (financial) advice services to retail clients. To provide tax advice services to retail clients, a financial adviser must meet certain ... |
| | | | The Administrative Appeals Tribunal (AAT) reduced the period and scope of the ban imposed on former financial adviser Ashok Sherwal. Sherwal, who was an authorised representative of six different licensees over the past seven years, was originally banned ... |
| | | | ... context of a rolling eight-year benchmark. Further, regarding the sustainability of member outcomes, Mine Super's RSE licensee AUSCOAL Superannuation had a member growth rate (3-year average) of -2.66%. Following the release of APRA heatmap data ... |
| | | | ... context of Heatmap benchmarks over eight years. Pertaining to the sustainability of member outcomes, Mine Super's RSE licensee AUSCOAL Superannuation had a member growth rate (3-year average) of -2.66%. AUSCOAL Super's net cash flow ratio (3-year ... |
| | | | ... contains duplicated requirements applying to the individual planner, either directly or via obligations placed on the licensee. Abood highlighted that both the ALRC and QAR reviews reveal duplications in the law on two levels. Those levels are: "Unnecessary ... |
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