Search Results | Showing 361 - 370 of 1904 results for "licensee" |
| | | ... Centrepoint Alliance has firmly established itself as the market leader for attracting quality firms looking for a new licensee." Acquisitions remain a priority for the group, it said, and significant work has been undertaken during the period to identify ... |
| | | | ... banned by ASIC for 10 years. At the time, ASIC said the firm adopted a 'layered advice' strategy whereby the licensee separated the advice into pre-determined topics, regardless of the client's personal circumstances, goals or advice needs. ... |
| | | | ... million, driven by impairments to the carrying value of practice investments in FY21 not being repeated ($18m), higher licensee fees ($15m), and growth in its equity investment portfolio ($4m). However, it was offset by the sale of the employed advice ... |
| | | | ... and high win rate for new business across all key segments. Netwealth added that it successfully secured several new licensee relationships that will begin transitioning and funding new accounts in the current financial year. The company also said that ... |
| | | | ... which the Corporations Act does not require a relevant provider to give personal advice, it will be a matter for the AFS licensee to determine whether the personal advice can be provided by an individual who is not a financial adviser. "Happily, I do ... |
| | | | ... applies to the financial adviser (relevant provider) if they provide the advice, otherwise it's applicable to the licensee. However, Levy has also recommended a Statutory Best Interests Duty. This would replace the current obligations for relevant ... |
| | | | ... FINSIA chief executive and managing director Yasser El-Ansary, Institute of Public Accounts chief executive Andrew Conway, Licensee Leadership Forum chief executive Neil Younger, SMSF Association chief executive John Maroney, Stockbrokers and Investment ... |
| | | | The associations have combined to offer CFPs an express pathway for completing the SMSF Specialist Advisor designation. The express pathway will be available to FPA members holding the Certified Financial Planner (CFP) designation, who will be exempt ... |
| | | | ... statements made by Cruelty Free Super which overstated the use of investment screens. In August 2022, mobiSuper and its licensee ZIB Financial paid $250,000 for breaching superannuation advice laws. Meanwhile, in December the Administrative Appeals Tribunal ... |
| | | | ... its EBITDA for 1H23 is now expected to be about $3.2 million, 40% below budget because of one-off issues. Within its licensee services division, the group has seen a delay in the recovery of claims cost repatriation of more than $2 million along with ... |
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