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Showing 351 - 357 of 357 results for "Australian Financial Services licence"

PREIA and BTFM make changes to POF management delegation deed

... the responsible entity of POF as soon as practicable. To do this, PREIA first required an Australian Financial Services Licence with appropriate authorisations to enable it to act as a responsible entity in accordance with the Corporations Act. Although ...

FLS branches out into general insurance

... liability for obtaining and maintaining the myriad of requirements associated with holding an Australian Financial Services Licence," Stevens added. FLS brokerages are to offer a comprehensive administration back office, he said.

Court freezes assets of Queensland property group

... investment scheme, and are operating a financial services business without currently holding an Australian Financial Services Licence. ASIC has made an application for further orders regarding the operation of the scheme, and is continuing its investigation ...

APRA licensing process "easier" than AFSL: Littrell

... will find it "easier" than the Australian Securities and Investments Commission's (ASIC) Australian Financial Services Licence (AFSL). "It is difficult to compare our process to ASIC's AFSL work, but my impression is that super funds with good risk management ...

Funds split over need to apply for an AFS licence

Superannuation funds are apparently split on the issue of applying for an Australian Financial Services Licence (AFSL), according to a survey conducted by Towers Perrin of 17 of Australia's largest funds representing over $34 billion in assets and 450,000 ...

Insurance-free insurance brokers wound up

... wind up the affairs of insurance brokers Blundell & Associates for operating without an Australian Financial Services licence or without professional indemnity insurance. The action was taken following an application made by the Australian Securities ...

ASIC obtains permanent orders against investment directors

... unregistered managed investment schemes, and the offering of financial services without an Australian Financial Services Licence (AFSL). "This action has been taken by ASIC to protect the interests of investors and to ensure that schemes which are being ...