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Showing 301 - 310 of 357 results for "Australian Financial Services licence"

Beware of hedge risk: Deloitte

... their Australian counterparts. For example, Australian hedge fund managers do require an Australian financial services licence (AFSL) and, depending on structure, may be regulated by the Australian Securities and Investments Commission (ASIC). By contrast ...

Clearing houses need to be licensed: ASIC

ALEX DUNNIN  |  WEDNESDAY, 4 OCT 2006
... Corporations Act." Providers that are not currently licensed should take steps to obtain an Australian financial services licence (AFSL) as soon as reasonably practicable, said Adams. ASIC, however, recognises that services providers to clearing houses ...

Rei Super gains APRA licence

... they contracted 'Professional Financial Solutions' who previously assisted them with their Australian Financial Services Licence (AFSL) application. "AFSL is a different licence but it was very clear to me that we would benefit from using an external ...

ASIC to cut AFS licence paperwork

ASIC has announced it will introduce changes to its Australian financial services licence (AFSL) application processes that will cut the paperwork needed by more than 50 per cent. Malcolm Rodgers, executive director in Regulation said ASIC has reduced ...

Action against illegal investment schemes on the rise

... The illegal investment schemes are often promoted and run by operators who do not hold an Australian financial services licence. Moreover the investments generally are not registered with ASIC and do not comply with the disclosure requirements designed ...

ASIC completes wind up of SMSF adviser

... orders restraining the PFS Group from conducting a financial business without holding an Australian Financial Services licence (AFSL). Similarly orders were also placed on Shaun White Pty Ltd. ASIC alleged that the PFS Group misled investors to the amount ...

High yield investment scheme operator facing charges

... proceeds for his personal use, operated a financial services business without holding an Australian financial services licence (AFSL), and made false statements during an ASIC investigation. The Commonwealth Director of Prosecutions is handling the court ...

ASIC nabs SMSF adviser

... related companies from carrying on a business related to superannuation without holding an Australian Financial Services Licence (AFSL). The nine other companies include PFS Group, Kaluski White & Associates (Black Gully Road) Ltd, Meridian Event Management ...

ASIC bans SMSF adviser

... managed super fund adviser after it was found the adviser had conducted business without an Australian financial services licence (AFSL) and provided misleading advice to consumers about rolling their superannuation entitlements into self managed superannuation ...

Third operator of early release super scheme punished

... consented to declarations of carrying on a financial services business while not holding an Australian financial services licence. ASIC's permanent injunctions prevent Heard from promoting or maintaining a business related to the early release of superannuation ...