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Showing 151 - 153 of 153 results for "Courts"

ASIC reminds public companies to lodge AFRs

... their legal obligation, and will seek appropriate remedies to ensure compliance, including enforcement action through the courts."

Former Queensland financial adviser jailed

... financial advisers who misuse their position for personal gain at the expense of their clients will be punished by the courts," said Mark Steward, ASIC's director enforcement. "ASIC will continue to pursue dishonest advisers and have them not only removed ...

FPA hails government moves to tighten planning definitions

... publicly recognisable standard for financial planners in Australia, which can be enforced by the federal government and in the courts," he added. Breakspear said the new draft legislation would give consumers greater certainty that those they deal with ...