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Showing 101 - 110 of 137 results for "Magistrate"

Advisor charged with $1.5m fraud

HAMISH MADDEN  |  MONDAY, 21 AUG 2006
An advisor has been charged after an Australian Securities and Investments Commission (ASIC) investigation found that he allegedly defrauded almost $1.5 million from investors. Financial advisor Antonio Pisano appeared in Armadale Magistrates' Court ...

ASIC charges two over $14.5m fraud

HAMISH MADDEN  |  FRIDAY, 16 JUN 2006
Two men, one a former ANZ Bank employee, have appeared in court on multi-million dollar fraud charges following an Australian Securities and Investments Commission (ASIC) investigation. Stephen Jenvey and Cedric Anthony, both from Victoria, appeared ...

Mortgage broker arrested

HAMISH MADDEN  |  THURSDAY, 15 JUN 2006
... returned to investors with interest. Cay was refused bail and was remanded in custody. He will appear before the Melbourne Magistrate's Court on 16 August 2006.

ASIC charges unlicensed advisers

In another classic case of caveat emptor, charges have been laid against four Queensland-based 'investment advisers' for running a business without a license. Following ASIC's investigation, Marianna Casella, Peter Stokes, Anton Vilenica and Ken McDowell ...

Property developer owing over $14M to investors appears in court

The Australian Securities and Investments Commission (ASIC) has brought 20 charges of breaching the Corporations Act against John Sage in the Melbourne Magistrates Court. The regulator alleges Sage provided prospective investors in the Victorian based ...

CSS fraudsters appear in court

AAP  |  THURSDAY, 18 AUG 2005
... Kuris, 50, of Bondi, Alexander Roizman, 50, of Darling Point, and Dallas Fitzgerald, 24, who lives in Sydney's CBD. Magistrate Allan Moore granted the four bail, but ordered them not to contact each other, to surrender their passports and to report daily ...

High yield investment scheme operator facing charges

The Australian Securities and Investments Commission (ASIC) has brought seven charges against Shane Hoy, the operator of a high yield investment scheme, in the Brisbane Magistrates Court. The regulator alleges Hoy raised $270,000 through the scheme ...

Former NAB currency options trader jailed

Former head of the National Australia Bank's (NAB) foreign currency desk, Luke Duffy has been sentenced to 29 months imprisonment following three charges brought by the Australian Securities and Investments Commission (ASIC). The County Court of Victoria ...

Former NAB currency trader appears in court

Former National Australia Bank (NAB) currency trader David Bullen has appeared in the County court of Victoria charged with 19 counts of dishonestly using his position as an employee and one charge of obtaining a financial advantage by deception. The ...

APRA investigation leads to criminal charges

... associated with the running of a 'Wall & Ceiling Superannuation Fund' are facing a total of 34 criminal charges in Melbourne Magistrate Court following an investigation by the Australian Prudential Regulation Authority (APRA). Three of the five face ...