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Showing 101 - 110 of 142 results for "Magistrate"

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... Queensland-based Richard Clayton Jackson Sharland, a promoter of a superannuation rollover scheme, appeared in the Brisbane Magistrate Court yesterday to stand trial on a date to be fixed on 22 charges laid by the Australian Securities and Investments ...

Mortgage broker faces trial on 21 charges

HAMISH MADDEN  |  THURSDAY, 8 MAR 2007
A Victorian mortgage broker will face trial on 21 theft and deception charges relating to $600,000 he allegedly illegally obtained from clients. Former mortgage broker Michael Cay of Victoria was committed to trial by the Melbourne Magistrates Court ...

Perth adviser faces jail over $1.5m fraud

HAMISH MADDEN  |  THURSDAY, 18 JAN 2007
A Perth financial adviser has had 12 new charges added to the 33 charges he was already facing over a $1.5 million fraud. The Australian Securities and Investments Commission (ASIC) brought the 12 new charges against Antonio Pisano in Perth Magistrates ...

Company directors arrested on theft charges

HAMISH MADDEN  |  MONDAY, 18 DEC 2006
Two former directors of the Personalised Finance Solutions group of companies (PFS Group) have been bailed to appear in court later this month on charges relating to the theft of $930,000 from investors. Victorian Police executed warrants for the arrest ...

Adviser faces charges of pilfering $1.3m

HAMISH MADDEN  |  FRIDAY, 6 OCT 2006
A Victorian financial adviser has faced court over the misappropriation of around $1.3 million of clients' money. Matthew Leech faced Bendigo Magistrates Court for 18 charges of theft and dishonesty brought about following an Australian Securities and ...

Advisor charged with $1.5m fraud

HAMISH MADDEN  |  MONDAY, 21 AUG 2006
An advisor has been charged after an Australian Securities and Investments Commission (ASIC) investigation found that he allegedly defrauded almost $1.5 million from investors. Financial advisor Antonio Pisano appeared in Armadale Magistrates' Court ...

ASIC charges two over $14.5m fraud

HAMISH MADDEN  |  FRIDAY, 16 JUN 2006
Two men, one a former ANZ Bank employee, have appeared in court on multi-million dollar fraud charges following an Australian Securities and Investments Commission (ASIC) investigation. Stephen Jenvey and Cedric Anthony, both from Victoria, appeared ...

Mortgage broker arrested

HAMISH MADDEN  |  THURSDAY, 15 JUN 2006
... returned to investors with interest. Cay was refused bail and was remanded in custody. He will appear before the Melbourne Magistrate's Court on 16 August 2006.

ASIC charges unlicensed advisers

In another classic case of caveat emptor, charges have been laid against four Queensland-based 'investment advisers' for running a business without a license. Following ASIC's investigation, Marianna Casella, Peter Stokes, Anton Vilenica and Ken McDowell ...

Property developer owing over $14M to investors appears in court

The Australian Securities and Investments Commission (ASIC) has brought 20 charges of breaching the Corporations Act against John Sage in the Melbourne Magistrates Court. The regulator alleges Sage provided prospective investors in the Victorian based ...