Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 91 - 100 of 139 results for "Magistrate"

Unregistered MIS operator arrested

COMPANY RELEASE  |  THURSDAY, 5 NOV 2009
The former director of Fuelbanc Australia and operator of an unregistered managed investment scheme, Stephen McDougall, was arrested yesterday after the court charged him with nine counts of dishonest use of his position as an officer of the company. ...

FBI hunts down bank fraudsters

RUTH LIEW  |  FRIDAY, 9 OCT 2009
... statement, those taken into custody in the United States will be afforded an initial appearance before United States Magistrate Judges in the district where they were arrested. Those arrested in and around Los Angeles had their initial appearance in ...

Chartwell execs face criminal charges

ASIC RELEASE  |  WEDNESDAY, 12 AUG 2009
Two executives of Chartwell Enterprises are facing a combined 243 charges brought by ASIC for the $60 million collapse of the Geelong-based investment firm. Queensland police yesterday arrested the former executive of collapsed investment firm Chartwell ...

Trustees must not be victimised: APRA

APRA RELEASE  |  THURSDAY, 6 AUG 2009
The chief executive of an employer association is facing criminal prosecution for allegedly sacking two employees who were trustees of the association's super fund because they didn't renew an outsourcing contract the fund had with the association. ...

Director to plead guilty for insider trading

ASIC RELEASE  |  WEDNESDAY, 22 JUL 2009
A former director of Lion Selection has appeared in the Melbourne Magistrate's Court to face charges of insider trading - and has indicated to the court that he would plead guilty to the charge. John O'Reilly of Twickenham, London, appeared in the Melbourne ...

Charged for no AFSL

ASIC RELEASE  |  TUESDAY, 14 APR 2009
ASIC has commenced proceedings against four former Queensland directors who dealt in financial products, including Westpoint promissory notes, without an Australian financial services licence (AFSL). Barry William Silver, of Arundel, Robert Peers Button ...

Tassie adviser banned

MICHAEL HOBBS  |  THURSDAY, 26 FEB 2009
ASIC has banned Tasmanian-based financial adviser from providing financial services for 18 months after lying to the regulator during an investigation. Financial adviser, Brendan Moore of New Town was convicted in Hobart Magistrates Court for making ...

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... Queensland-based Richard Clayton Jackson Sharland, a promoter of a superannuation rollover scheme, appeared in the Brisbane Magistrate Court yesterday to stand trial on a date to be fixed on 22 charges laid by the Australian Securities and Investments ...

Mortgage broker faces trial on 21 charges

HAMISH MADDEN  |  THURSDAY, 8 MAR 2007
A Victorian mortgage broker will face trial on 21 theft and deception charges relating to $600,000 he allegedly illegally obtained from clients. Former mortgage broker Michael Cay of Victoria was committed to trial by the Melbourne Magistrates Court ...

Perth adviser faces jail over $1.5m fraud

HAMISH MADDEN  |  THURSDAY, 18 JAN 2007
A Perth financial adviser has had 12 new charges added to the 33 charges he was already facing over a $1.5 million fraud. The Australian Securities and Investments Commission (ASIC) brought the 12 new charges against Antonio Pisano in Perth Magistrates ...