Search Results | Showing 71 - 80 of 137 results for "Magistrate" |
| | | A former financial adviser has been forced to pay back $684,000 to five clients after he was convicted for providing inappropriate advice. Kevin Maxwell George Whitting recommended his clients to invest the money in the Blue Diamond Deposits Trust No. ... |
| | | | Company director Steven William Hill has appeared in the Bathurst Magistrates Court facing eight counts of fraudulent misappropriation, following an investigation by the Australian Securities and Investments Commission (ASIC). Hill, of Hill Stephens ... |
| | | | The Australian Securities and Investments Commission (ASIC) has charged a former financial adviser for failing to provide appropriate advice to clients. Kevin Maxwell George Whitting, of Rosebud, Victoria, provided inappropriate advice to five investors ... |
| | | | Former managing director of stockbroking firm Lonsec Norman John Graham pleaded guilty to two charges of insider trading, the Australian Securities and Investments Comission (ASIC) announced on Friday. The charges relate to an order that Graham placed ... |
| | | | Insurance broker Bruce Wickett pleaded guilty to stealing close to $700,000 of clients' money over a seven month period. Wickett of Frankston, Victoria, appeared in the Melbourne Magistrates Court charged with three counts of theft totalling $662,198.39 ... |
| | | | Former Adelaide adviser Robert Owen Bean has appeared in court on 52 charges of engaging in dishonest conduct including accusations of misappropriating over $3.1 million of client funds. In May 2011, the corporate watchdog permanently banned Bean from ... |
| | | | Former Queensland-based director of the purported investment company Tanoak Pty Ltd, Tania Michele Oakley has pleaded guilty to three criminal charges following an ASIC investigation. ASIC alleged that between March 6, 2007 and April 16, 2007, Oakley ... |
| | | | Norman Graham, former managing director of stockbroking and research firm, Lonsec, has appeared in the Magistrates' Court of Victoria charged with 14 counts of insider trading, following an ASIC investigation. The Australian Securities & Investments ... |
| | | | The Australian Securities & Investments Commission has permanently banned Christos Papaioannou, also known as Chris Pappas, from providing financial services following his conviction on fraud charges in the Magistrates Court of Victoria. On 29 March ... |
| | | | Victorian accountant and LGH Holdings director, Mark Ronald Letten, is facing 37 charges including 21 counts of operating unregistered managed investment schemes and deception charges involving $1.4 million. Appearing before the Melbourne Magistrates' ... |
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