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Showing 111 - 120 of 137 results for "Magistrate"

ASIC's 'Super Switching' campaign catches Tasmanian adviser

ASIC has begun action against a Tasmanian man following its 'Super Switching' campaign launched in December last year. The 'Super Switching' campaign was developed to monitor the advice and disclosure by advisers where advisers are required to write ...

NAB Currency Options Trader pleads guilty

National Australia Bank's currency crisis continues with former NAB head of foreign currency options desk, Luke Duffy pleading guilty to three counts of dishonestly using his position as an employee to gain advantage for himself and others. Duffy was ...

Criminal charges brought against former NAB traders

ASIC has brought criminal charges against former NAB option traders, Luke Duffy, David Bullen, Vincent Ficarra and Gianni Gray. The traders were charged following an ASIC investigation into their alleged unauthorised trading in foreign exchange and ...

Early release super scheme promoter to stand trial

The Southport Magistrates Court has committed Mark David to stand trial on 12 charges of fraud for his involvement in an illegal scheme that encouraged certain superannuation funds to release their members' entitlements early. The court decision follows ...

Disqualified trustee pleads guilty to APRA superannuation charges

Disqualified trustee David Foulds, of the $3 million Wall and Ceiling Superannuation fund, has pleaded guilty to falsifying records of the fund with intent to deceive APRA. The disqualification of Foulds from acting as a trustee of any regulated funds ...

Superannuation 'cashback' promoters arrested trying to flee

Andrzej Michalik and his son Martin Michalik have appeared in Perth's Magistrates Court after being arrested while trying to board a flight to Singapore placing them in breach of a court order issued earlier by the Supreme Court of NSW requiring them ...

Convicted director brought before Court on new charges

A former Melbourne director has been charged in the Melbourne Magistrates Court with two counts of managing a corporation whilst disqualified, following an ASIC investigation. ASIC alleges that between September 2001 and January 2003, Charles Northam ...

ASIC raids Steve Vizard's house following insider trading allegation

AAP | FRIDAY, 19 DEC 2003

High-profile businessman Steve Vizard's house has been raided following insider trading allegations raised by his former bookkeeper. A spokesman for Mr Vizard today confirmed that Australian Federal Police officers acting on a warrant executed by the ...

Super rollover scheme promoter charged

The Australian Securities and Investments Commission (ASIC) has laid charges against the promoter of a scheme allowing fund members to apply their preserved benefits towards the purchase of house and land packages on the Gold Coast. Mr Rocco Ferrantino ...

Two Victorian accountants face fraud charges: ASIC

Two former Victorian accountants of Corrpro Companies Australia Pty Ltd have appeared in the Melbourne Magistrate Court in relation to fraud charges following an investigation by the Australian Securities and Investments Commission (ASIC). Craig Leigh ...

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Invesco launches new equity fund

ELIZA BAVIN

Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA

The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA

A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI

Global X has now launched the space tech ETF (ASX: MOON).

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Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

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Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

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Effie Dimitropoulos

Chief executive

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Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

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Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

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Brian Redican

CHIEF ECONOMIST
NEW SOUTH WALES TREASURY CORPORATION

What makes an economist an economist? TCorp chief economist Brian Redican reflects on over three decades of navigating Australia's economic cycles. Riddhima Talwani writes.

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