Search Results | Showing 61 - 70 of 142 results for "Magistrate" |
| | | ... regime effective from March 2019, the maximum total penalty would have been $10,962,000. In handing down her sentence, Magistrate Atkinson of Sydney's Downing Centre Local Court said there was a "significant need for deterrence" and added those who ... |
| | | | A Perth financial adviser allegedly stole nearly $1 million from clients and transferred it to his online gambling accounts, according to the Western Australian Police Force (WAPF). The 38-year old adviser, who was not named but identified as a Yanchep ... |
| | | | ... allegations he stole $179,600 from a deceased estate of which he was executor. Robert Pryor Smith appeared in the Adelaide Magistrate's Court charged with 27 dishonesty offences last week. ASIC alleges that between October and July 2016 Smith transferred ... |
| | | | A former financial adviser is facing a lengthy jail term after pleading guilty to the theft of close to $5 million in client funds. Former Adelaide financial adviser James Gibbs appeared before the Adelaide Magistrates Court last Friday charged with ... |
| | | | An insurance broker who stole from clients has been permanently banned from providing financial services. Brody Glenn Jarman of Yarrawonga, Victoria, was struck off by ASIC after an investigation found he had misappropriated $3,133.36 in client funds. ... |
| | | | A former NAB adviser pleaded guilty to two charges of forgery brought against him by ASIC. Shane Thompson of New Gisborne, Victoria was fined $1000 and forced to pay $223.30 in costs by the Melbourne Magistrates' Court for forging and submitting financial ... |
| | | | A Melbourne man has pleaded guilty in the Magistrates Court to one count of operating a financial services business without a licence. Grant Thorsby Ross (also known as David Thorsby Ross), the former sole director of both Motabank and Multimedia Marketing ... |
| | | | A former financial adviser and accountant has been charged with multiple counts of fraud involving approximately $800,000. Satvir Birk, of Reedy Creek, appeared in Southport Magistrates Court charged with five counts of fraud, carrying a maximum penalty ... |
| | | | The Administrative Appeals Tribunal (AAT) has refused an application by former chief executive officer and founding director of Equititrust (in liquidation) to overturn a permanent ban. Mark McIvor applied for an order staying the operation and implementation ... |
| | | | A banned former Commonwealth Financial Planning adviser has been charged for forging client documents. Following an ASIC investigation, Gold Coast man Ricky David Gillespie, 38, has appeared in the Southport Magistrates Court on one rolled-up charge ... |
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