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Showing 1091 - 1100 of 1277 results for "AFS"

ASIC cancels Teys Property AFSL

ASIC RELEASE  |  FRIDAY, 26 MAR 2010
... Shepard, was appointed as administrator on 5 March 2010. Under the Corporations Act, ASIC has the power to suspend or cancel an AFS licence if the responsible entity holding the licence is placed under external administration without holding a hearing. ...

Asteron creates new dealership role

COMPANY RELEASE  |  FRIDAY, 19 MAR 2010
Asteron has promoted Robyn Mohr to newly created role, senior manager of dealerships. Mohr previously worked as national manager, sales strategy helping drive its online application service, Lifeguard EQ and risk product Lifeguard. This promotion means ...

SA adviser banned for no AFSL

ASIC RELEASE  |  THURSDAY, 18 MAR 2010
ASIC has banned South Australian planner Steven Edward Fleetwood from providing financial services for five years, after giving out trading and advice services without having an Australian Financial Services Licence. The banning of Fleetwood follows ...

AIA on hiring spree

PRESS RELEASE  |  THURSDAY, 4 MAR 2010
... years as NSW state manager. He joined AIA in 2004. Meanwhile, Dean Carey, has taken responsibility for managing the AXA and AFS dealer group relationship. This responsibility will be on top of his existing role as Victorian and Tasmanian state manager. ...

Adviser search leads to AFS

COMPANY RELEASE  |  FRIDAY, 26 FEB 2010
... he said. "With dealer groups unwilling to provide an equity offering to their practices generating growing adviser unease, AFS Group is a much sought after premium brand in the marketplace for advisers." He said the group's training sessions and professional ...

ASIC cancels Hedge Securities licence

ASIC RELEASE  |  THURSDAY, 18 FEB 2010
... financial years. Licensees should be vigilant in ensuring they comply with the Corporations Act and the conditions of their AFS licence, noted ASIC in a statement. Hedge Securities and Investments has the right to lodge an appeal to the Administrative ...

Synchron grows adviser base by 40pc

COMNPANY RELEASE  |  TUESDAY, 9 FEB 2010
Non-aligned dealer group Synchron has increased its adviser numbers by 40 per cent with the appointment of 44 new advisers last year. Synchron now has 154 advisers. The dealer group aims to have 200 advisers on board by Christmas 2010. Of these, 20 ...

ASIC enforces AFSLs for margin lenders

ASIC RELEASE  |  TUESDAY, 2 FEB 2010
Issuers and advisers of margin lending facilities will have five months to apply for a mandatory Australian Financial Services license - or face closing shop. Existing margin lenders and advisers on margin loans must apply to ASIC for an AFSL authorisation ...

AFS to launch SMSF admin service

MICHAEL HOBBS  |  TUESDAY, 19 JAN 2010
Australian Financial Services (AFS) Group is launching a self managed super fund (SMSF) administration service that could halve the time required to set an SMSF. Peter Daly, managing director and group chief executive at AFS Group, said the administration ...

Equiti talks to planners regarding stakeholding

MICHAEL HOBBS  |  TUESDAY, 8 DEC 2009
Equiti is negotiating with a number of financial planning practices to give them equity stakes in the group's direct property funds management business. Darren Wise, executive director at Equiti Funds Management, said it has launched an ownership structure ...