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Showing 1121 - 1130 of 1277 results for "AFS"

Charged for no AFSL

ASIC RELEASE  |  TUESDAY, 14 APR 2009
ASIC has commenced proceedings against four former Queensland directors who dealt in financial products, including Westpoint promissory notes, without an Australian financial services licence (AFSL). Barry William Silver, of Arundel, Robert Peers Button ...

AFS school boosts revenues by 27 pc

COMPANY RELEASE  |  TUESDAY, 31 MAR 2009
Australian Financial Services (AFS) Business School graduates recorded a 27 per cent growth in revenues on average six months after they returned to the office. Peter Daly, AFS Group chief executive, said the Business School exceeded all the firm's ...

CAAM funds awarded 'recommended' rating

MICHAEL HOBBS  |  WEDNESDAY, 18 MAR 2009
Credit Agricole Asset Management Australia's (CAAM) Global Bond fund and Global Emerging Markets fund have gained 'recommended' ratings from research firms. Lonsec rated the firm's global bond fund 'recommended' while Zenith Investment Partners also ...

Acacia separates from Linear

MICHAEL HOBBS  |  TUESDAY, 17 MAR 2009
... maintaining its boutique operation. "We'd also like to bring on a few more advisers but the plan is never to become the next AFS or AXA, we still want to be a boutique dealer group," she said. Acacia Wealth's chief executive is Rodney Bastin. He became ...

ASIC boosts online MIS registration

COMPANY RELEASE  |  TUESDAY, 10 MAR 2009
... copies, these must be retained by the responsible entity for seven years. Forms 5100, 5101 and 5103 are available from the AFS licensee portal, where they can register for access to lodge forms online. Another avenue is the registered agent portal, where ...

Paragem tips scales for small planners

MICHELLE BALTAZAR  |  FRIDAY, 20 FEB 2009
Small-size planning groups keen to cut their licensing and admin costs without sacrificing their independence and quality of service are driving the demand for the 'shared services' model, said Paragem's managing director Ian Knox. Knox said some planning ...

Double Bay brokers banned

MICHAEL HOBBS  |  WEDNESDAY, 4 FEB 2009
The Australian Securities and Investments Commission (ASIC) banned Double Bay - based Phillip Dryer and Colin Littlemore from providing financial services for four years after the regulator found they were operating without a licence. The regulator ...

Præmium to add wrap client

MICHAEL HOBBS  |  WEDNESDAY, 19 NOV 2008
... to minimum annual fees for PrA|mium's technology. Finalising a formal agreement also requires Powerwrap to gain appropriate AFS licensing. Powerwrap plans to be operational early next year once it receives a licence. PrA|mium will support Powerwrap's ...

AFS continues expansion

RUTH LIEW  |  FRIDAY, 31 OCT 2008
... upheaval - and the financial planning group is looking to add more. Peter Daly, group chief executive and managing director of AFS, said that the group's profile and reputation has been a key driver of the recruitment, and that expansion of its national ...

Snowball taps mining rich towns

MICHAEL HOBBS  |  MONDAY, 27 OCT 2008
Snowball financial planning subsidiary, Outlook Financial Solutions and Big Sky Credit Union signed a joint venture agreement to create Big Sky Financial Solutions and tap into the latter firm's cashed up mining and construction members. Big Sky Financial ...