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Showing 1031 - 1040 of 1670 results for "Register"

SEC to run ad campaign promoting online consumer adviser checks

ALEX DUNNIN  |  FRIDAY, 4 MAR 2016
... launching an updated version of its consumer campaign to remind investors they can go to the SEC's financial adviser register to run a free check of any authorised adviser or broker. The campaign follows the SEC stepping up its involvement in the US ...

A negative sum game

BENJAMIN ONG  |  MONDAY, 22 FEB 2016
Last week was a happy one for equity markets with most benchmark indices registering sharp gains at the end of five days of trade. Is it now safe to go back in the waters? Or a dead cat bounce? It happened not so long ago, you know -- when the rebound ...

Topdocs adds Commonwealth Bank integration

MARK SMITH  |  WEDNESDAY, 17 FEB 2016
... up a corporate trustee and investment strategy for the fund and have the ABN application with the Australian Business Register automatically populated. Topdocs director Michael Spakman says the new feature aims to save advisers time when ordering their ...

DomaCom raises $8m in pre-IPO capital

DARREN SNYDER  |  FRIDAY, 5 FEB 2016
... regulated fractional property investment fund, said investors have supported the $0.50 a share capital raising, and the share register now has more than 190 shareholders. DomaCom chief executive and founder Arthur Naoumidis said it has been a long journey ...

Lifecycle funds startlingly varied

MARK SMITH  |  MONDAY, 25 JAN 2016
New research into lifecycle superannuation funds shows little consistency between approaches and vast gulfs in exposure to equity risk across similar age cohorts. Industry researcher Rainmaker has turned its eye to the product segment as the depth of ...

Former FPA chair joins Tax Practitioners Board

DARREN SNYDER  |  FRIDAY, 11 DEC 2015
The Financial Planning Association of Australia (FPA) has welcomed the appointment of a financial adviser to the Tax Practitioners Board (TPB) after long advocating for the position. Former FPA chair Julie Berry is one of five new board appointments ...

Third SMSF auditor banned

DARREN SNYDER  |  THURSDAY, 3 DEC 2015
... check whether their auditor is registered, or whether a person has been disqualified, by searching ASIC's SMSF auditor register at connectonline.asic.gov.au. From 1 July 2013, the SIS Act required all auditors of SMSFs to be registered with ASIC. This ...

SMSF auditor disqualified

MARK SMITH  |  MONDAY, 30 NOV 2015
... check whether their auditor is registered, or whether a person has been disqualified, by searching ASIC's SMSF auditor register at connectonline.asic.gov.au.

FoFA end marks start of new advice era

LAURA MILLAN  |  MONDAY, 30 NOV 2015
... will develop the curriculum, a code of ethics and the exam that all advisers will need to pass if they want to be on the register developed earlier this year by the Australian Securities and Investments Commission (ASIC). The Government is expected to ...

New Topdocs tool speeds SMSF application

MARK SMITH  |  MONDAY, 16 NOV 2015
Legal document provider Topdocs has developed a quick and easy way for new SMSFs to register for an ABN and Tax File Number through its new Instant SMSF online application. Topdocs director Michael Spakman said the new feature, available in Topdocs' ...