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| | | ... supervision appropriate to specific teams. "Its team structures are aligned to each defined discipline, for example, register management, transactions, payments, reconciliations and distributions." |
| | | | ... A A A A A A 6 FPA accredited CPD points will be awarded on completion of the full program For more information and to register, please click here or call 1300 884 434. |
| | | | Hong Kong's funds management market climbed 10.5% during 2014 to reach a high of $2.8 trillion, revealed the HK Securities and Futures Commission. Despite the dramatic growth in the HK market, it is only slightly ahead of the Australian FUM market that ... |
| | | | ... suggested that ASIC could further expand its role in financial advice by providing a mobile version of its Financial Adviser Register to consumers. |
| | | | The Fed lady sang for two consecutive days but "not a creature was stirring, not even a mouse". The S&P 500 index fell all of 0.07% when Janet testified before the House Financial Services Committee on the 15th, but more likely than not this was due ... |
| | | | ... endorse each other on the platform. The review service, which was recently revamped to make use of ASIC's Financial Adviser Register, added the planner endorsement feature following consumer feedback. As a result, advisers can now recommend their peers ... |
| | | | ... do, though, is start running too many things that are similar but not the same. "So, for example, we've got an adviser register under ASIC's control, which clients could conceivably use to find an adviser. What if we could work with ASIC and get them ... |
| | | | Flows into passive strategies have forced active fund managers to lower their fees, global research by US-based management consultant Casey Quirk has found. Passive strategies accounted for 93% of total net new flows at registered products in the United ... |
| | | | ... records for the Paladin Monetizer Fund; and did not lodge several financial reports with ASIC. Hodgson initially did not register the Paladin Monetizer Fund and relied on a fundraising exemption under section 708 of the Act. However, as the fundraising ... |
| | | | ... part of the morning, Labor Senator Sam Dastyari quizzed Kelaher about when he knew of front-running, absence of an asset register and plagiarism allegations, dating back to 2008 and 2009. What followed was that PwC was commissioned in 2014 by IOOF to ... |
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