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Showing 1091 - 1100 of 1714 results for "Register"

CBA publicly welcomes former staff bans

MARK SMITH  |  THURSDAY, 8 OCT 2015
... five years for engaging in misleading or deceptive conduct. CBA said these cases highlight the importance of the Adviser Register that was put in place by ASIC on 31 March 2015. The Adviser Register is designed to assist consumers to verify a financial ...

Managed accounts forum sold out, 2015 adviser survey results revealed

STAFF WRITER  |  WEDNESDAY, 7 OCT 2015
... forum features CPD-accredited white papers and case studies. The forum is sold out but those interested in attending can register on the waitlist here.

Adviser Ratings reaches 4,000 planners

ALEX BURKE  |  WEDNESDAY, 7 OCT 2015
... website Adviser Ratings has attracted 4,000 planners to manage and maintain their profiles. Adviser Ratings contains a register of 20,000 financial planners, but advisers can elect to "populate their profiles on Adviser Ratings with more information ...

Managed accounts key to SMSF diversification

ALEX BURKE  |  WEDNESDAY, 7 OCT 2015
... can consolidate that administration." To hear more about how managed accounts can assist you in your advice practice, register for the Financial Standard Best Practice Managed Accounts Forum.

Central banks of the world, coordinate

BENJAMIN ONG  |  THURSDAY, 1 OCT 2015

CBA's advice review compensates 19 clients

LAURA MILLAN  |  WEDNESDAY, 30 SEP 2015
The compensation program set up by Commonwealth Bank (CBA) to compensate victims of bad advice has reviewed over 8,800 cases and compensated only 19 clients. In total, the bank has offered $950,252 in compensation, but paid $488,815 as of 31 August ...

FSI panellist challenges ASIC register sale

ALEX BURKE  |  WEDNESDAY, 23 SEP 2015
... Privatising Public Information: The Sale of the ASIC Business Registers, wherein he criticises the current structure of the register sale. He said that the current model for future operation and administration of the register would "involve the private ...

Club Plus Super appoints three senior execs

MARK SMITH  |  TUESDAY, 22 SEP 2015
Industry superannuation fund Club Plus Super has made three appointments to its management team. Nici Andronicus joins as head of strategic relationships, Gemma Dooley joins as head of investments and Lindy Hunt joins as head of legal, audit, risk and ...

ASIC bans former NAB-aligned adviser

ALEX BURKE  |  THURSDAY, 17 SEP 2015
... forms and arranged for implementation of advice prior to issuing SOAs. "Mr Chong's banning will be recorded on ASIC's register of financial advisers," ASIC's statement said. "[He] has a right to appeal to the Administrative Appeals Tribunal for a review ...

UK adds SMSF after slashing Australian pension schemes

ALEX BURKE  |  TUESDAY, 8 SEP 2015
Her Majesty's Revenue and Customs (HMRC) has added an Australian pension scheme to its qualified recognised overseas pension scheme (QROPS) list after slashing the number of Aussie funds from 1,600 to one on July 1. From early September, the P Wyns ...