Search Results | Showing 1091 - 1100 of 1714 results for "Register" |
| | | ... five years for engaging in misleading or deceptive conduct. CBA said these cases highlight the importance of the Adviser Register that was put in place by ASIC on 31 March 2015. The Adviser Register is designed to assist consumers to verify a financial ... |
| | | | ... forum features CPD-accredited white papers and case studies. The forum is sold out but those interested in attending can register on the waitlist here. |
| | | | ... website Adviser Ratings has attracted 4,000 planners to manage and maintain their profiles. Adviser Ratings contains a register of 20,000 financial planners, but advisers can elect to "populate their profiles on Adviser Ratings with more information ... |
| | | | ... can consolidate that administration." To hear more about how managed accounts can assist you in your advice practice, register for the Financial Standard Best Practice Managed Accounts Forum. |
| | | | The compensation program set up by Commonwealth Bank (CBA) to compensate victims of bad advice has reviewed over 8,800 cases and compensated only 19 clients. In total, the bank has offered $950,252 in compensation, but paid $488,815 as of 31 August ... |
| | | | ... Privatising Public Information: The Sale of the ASIC Business Registers, wherein he criticises the current structure of the register sale. He said that the current model for future operation and administration of the register would "involve the private ... |
| | | | Industry superannuation fund Club Plus Super has made three appointments to its management team. Nici Andronicus joins as head of strategic relationships, Gemma Dooley joins as head of investments and Lindy Hunt joins as head of legal, audit, risk and ... |
| | | | ... forms and arranged for implementation of advice prior to issuing SOAs. "Mr Chong's banning will be recorded on ASIC's register of financial advisers," ASIC's statement said. "[He] has a right to appeal to the Administrative Appeals Tribunal for a review ... |
| | | | Her Majesty's Revenue and Customs (HMRC) has added an Australian pension scheme to its qualified recognised overseas pension scheme (QROPS) list after slashing the number of Aussie funds from 1,600 to one on July 1. From early September, the P Wyns ... |
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