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Showing 1021 - 1030 of 3709 results for "Order"

Saxo Markets adds options to platform

ALLY SELBY  |  FRIDAY, 17 JUL 2020
... having to purchase shares directly. Options allow investors to hedge against possible falls in value ahead of expiry in order to take a profit or limit loss; particularly helpful in a volatile environment to manage risk. This helps to provide diversification ...

Research slams ADL definition

ELIZABETH MCARTHUR  |  MONDAY, 13 JUL 2020
... as one of the most restrictive, requiring a person to be employed for 15 or more hours per week "on a permanent basis" in order to claim under the standard TPD definition. The definition of permanent basis excludes casual employees who have been employed ...

Financial institution charged over Epstein scandal

ELIZA BAVIN  |  THURSDAY, 9 JUL 2020
... Bank, its New York branch, and Deutsche Bank Trust Company America have agreed to pay the penalties as part of a consent order for "significant compliance failures" in connection with the bank's relationship with Epstein and correspondent banking ...

Melburnians back in the lockup

BENJAMIN ONG  |  WEDNESDAY, 8 JUL 2020
... of June to 191 on the 6th of July - more than the previous high of 106 recorded on 27 March. Victorians not welcome. In order to ensure that what's happening in Victoria stays in Victoria, all other Australian state governments have closed their ...

WAM makes replacement bid for Keybridge

ELIZA BAVIN  |  TUESDAY, 7 JUL 2020
... vested with ASIC for sale and WAM pay Keybridge's costs associated with the matter. Bolton also requested the court to order a declaration that WAM breached the Corporations Act and that the transfer of the shares is void. The filing requested that ...

Foreign exchange broker banned

ALLY SELBY  |  TUESDAY, 30 JUN 2020
... Marsh engaged in unconscionable conduct. "This included engaging in high pressure sales strategies and unfair practices in order to encourage clients to make deposits or delay or cancel client requests to withdraw their own funds from their trading accounts," ...

Chi-X admits new participant

ELIZABETH MCARTHUR  |  MONDAY, 29 JUN 2020
Disrupter stock exchange Chi-X has admitted its latest trading partner. Nine Mile Financial has been admitted to the stock exchange as a market maker, with Chi-X chief executive Vic Jokovic saying as a market maker it will play an essential role in ...

New advice compliance solution launches

ELIZABETH MCARTHUR  |  MONDAY, 29 JUN 2020
... itself, McHale said. The system does create benchmarks though, so users can identify the improvements that need to be made in order to achieve best practice and improve not only client relationships but compliance obligations too.

Super fund members compensated

JAMIE WILLIAMSON  |  FRIDAY, 26 JUN 2020
... result, the impacted members' account balances were lower than they should have been, requiring compensation to be paid in order to equal the financial position they would have been in had the advisers complied. In a statement to Financial Standard ...

Chief economist update: Premature easing will cost more lives, more rupiahs

BENJAMIN ONG  |  FRIDAY, 26 JUN 2020
It was one of the first movers in the fight against containing the spread of infection from the coronavirus pandemic. On March 24, Indian Prime Minister Narendra Modi ordered one of the strictest lockdowns of any country in the world, warning that ...