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Showing 1041 - 1050 of 3711 results for "Order"

CMC Markets introduces derivatives platform

ELIZA BAVIN  |  WEDNESDAY, 10 JUN 2020
... and their clients in times of volatility including short-selling and hedging." CMC said trades will be directed via smart order routers to a range of venues including both displayed (lit) and non-displayed liquidity (dark) primary exchanges and MTFs ...

COVID-19 inspires pump and dump scheme

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 JUN 2020
A Californian penny stock trader is in trouble with the law after he claimed a company he was trading stocks in had developed a special COVID-19 test. The US Securities and Exchange Commission (SEC) has filed a complaint against Jason Neilson, saying ...

Family office backs fixed income fintech

KANIKA SOOD  |  TUESDAY, 9 JUN 2020
... users can execute via an internet browser, through price sheets issued by banks, via a request for quote or by putting an order in the market."

CBA coughs up $5m over RC case study

ALLY SELBY  |  TUESDAY, 9 JUN 2020
ASIC has trumped the Commonwealth Bank for failures in its AgriAdvantage Plus Package, with the Federal Court of Australia ordering the bank to cough up a $5 million penalty. On Friday, the Court found that the bank had breached the ASIC Act and Corporations ...

Business leaders recognised

ELIZA BAVIN  |  TUESDAY, 9 JUN 2020
... Generation Global Investment Company and University of Sydney chancellor Belinda Hutchinson were both named companions of the Order of Australia. Former CareSuper chair and current Sunsuper board member Cate Wood also got a mention for significant service ...

WAM responds to Keybridge claims

ALLY SELBY  |  FRIDAY, 5 JUN 2020
Wilson Asset Management has responded to allegations by Keybridge Capital, noting the investment manager has already failed twice in previous attempts to obtain orders of this kind. WAM Active said it was seeking appropriate legal advice and would respond ...

Madison sale confirmed

JAMIE WILLIAMSON, KANIKA SOOD  |  WEDNESDAY, 3 JUN 2020
... which reduces to $1.25 million after 12 months. "As previously advised, completion is conditional upon consent (or a court order to the same effect) for the sale from Taiping Trustees Limited (China-Taiping) and we note that the receivers are working ...

Keybridge takes WAM to court

ELIZA BAVIN  |  WEDNESDAY, 3 JUN 2020
... be vested with ASIC for sale and WAM pay Keybridge's costs associated with the matter. Bolton also requested the court to order a declaration that WAM breached the Corporations Act and that the transfer of the shares is void. Bolton said WAM should be ...

Clime buys Madison Financial Group

KANIKA SOOD, JAMIE WILLIAMSON  |  WEDNESDAY, 3 JUN 2020
... Limited (ChinaTaiping), a Chinese state owned financier that is a creditor of Sargon Capital Pty Ltd, or alternatively a court order to permit the sale," OneVue said in June 1 filings. The buyer, Clime Investment Management has been in a trading halt ...

FASEA boycott sparks in-fighting

ELIZABETH MCARTHUR  |  TUESDAY, 2 JUN 2020
... financial advice association that advisers should boycott the FASEA exam has led to a call for associations to merge in order to better represent the industry. The United Financial Advisers Association (UFAA) has called on its 6000-strong membership ...