Financial Planning
Most clients coping with financial stress: Poll
KARREN VERGARA  |  TUESDAY, 29 JAN 2019
Financial advisers are helping clients manage financial stress and keep it at minimal levels, Financial Standard's latest survey shows.
Advice dealer group seeks ASX listing
JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
A financial advice dealer group is looking to list on the ASX this year, kicking off a $10 million IPO to make it happen.
Managed accounts not immune to Royal Commission
KARREN VERGARA  |  TUESDAY, 22 JAN 2019
A legal expert is warning managed accounts providers of the potential implications the financial services Royal Commission will have on remuneration and product recommendations.
NSW adviser banned for 25 years
KANIKA SOOD  |  TUESDAY, 22 JAN 2019
The Federal Court has handed down a 25-year ban to a New South Wales financial adviser and wound up two companies related to him following an ASIC investigation.
Advice jobs are coming: Recruiter
KANIKA SOOD  |  MONDAY, 21 JAN 2019
Advisers and paraplanners face a year of booming job prospects, as the industry switches into hiring mode after a tough year of regulation, a large recruiting agency reports.
Former adviser faces Supreme Court
JAMIE WILLIAMSON  |  THURSDAY, 17 JAN 2019
A former financial adviser will face ASIC in the Supreme Court of Queensland for operating an unlicensed advice business and receiving kickbacks from property developers for referring investors.
Praemium to upgrade platform
KANIKA SOOD  |  WEDNESDAY, 16 JAN 2019
Next month Praemium will roll out major upgrades to its integrated managed accounts platform for advisers and investors.
Aussies want budget help: MoneySoft
HARRISON WORLEY  |  TUESDAY, 15 JAN 2019
An Aussie fintech says budgeting and cashflow management are more important to young people than holistic financial advice.
3.5 million Aussies give financial advice to friends and family: Roy Morgan
HARRISON WORLEY  |  TUESDAY, 15 JAN 2019
Roy Morgan research shows millions of Australians are trusted advisers to their friends and family when it comes to finance and investment decisions.
NAB to end financial planning compliance issue
HARRISON WORLEY  |  TUESDAY, 15 JAN 2019
NAB has moved to bring a compliance issue in its financial planning division to a close.
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