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Showing 1 - 10 of 969 results for "Registered"

ASIC warns investors over Yepbit platform

VINNY VUCAGO  |  THURSDAY, 13 AUG 2026
... verified through trusted sources or encourage investors to bypass licensed professionals. ASIC also noted Yepbit is not registered as Virtual Asset Service Provider listed on AUSTRAC's Virtual Asset Service Provider Register (VASPR). The warning comes ...

Treasury opens consult on TPB sanctions framework

ELIZA BAVIN  |  TUESDAY, 4 AUG 2026
... Regulation and Compliance receipt measure. The measure also implements recommendations of the 2019 review of the TPB." Registered tax agents and BAS agents are regulated by the TPB, which decides whether to register an entity as a tax practitioner and ...

Chiodo in ASIC's crosshairs again

KARREN VERGARA  |  TUESDAY, 4 AUG 2026
... advertising. This is to cease them from promoting or accepting money in Australia for Royce Global Investments LP (registered in the Cayman Islands), Royce Global Real Estate LP (registered in the Cayman Islands) and Royce Private Investments Fund LP ...

ASIC ramps up action against SMSF auditors

VINNY VUCAGO  |  MONDAY, 27 JUL 2026
... statements. One of those registrations was later reinstated after the auditor sought a review. Approved SMSF auditors are registered under the Superannuation Industry (Supervision) Act 1993, with ASIC and the ATO jointly overseeing the sector. Auditors ...

FSCP bans adviser over client advice failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
... legal and ethical obligations. The panel's order took effect on 10 July 2026 and prohibits Morrison-Dowd from being registered as a relevant provider until after 13 September 2027. The FSCP found Morrison-Dowd breached the best interest's duty, the appropriate ...

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
... review of ASIC's decisions through the Administrative Review Tribunal. Prime Value is the responsible entity for eight registered managed investment schemes, including the Prime Value Diversifies High Income Plus Fund, Primate Value opportunities Fund ...

ASIC cancels AFSL of Australian Fiduciaries

RIDDHIMA TALWANI  |  FRIDAY, 17 JUL 2026
... Australian Fiduciaries had failed to lodge audited financial statements or audited compliance plan reports for its registered managed investment schemes for the 2024 financial year and for the first half of FY25. ASIC in an application to the Federal ...

ASIC levy estimates jump 19% as regulator ramps up funding

VINNY VUCAGO  |  MONDAY, 13 JUL 2026
... show recoverable costs are expected to rise further to $412.9 million 2026-27 before easing to $382.7 million 2027-28. Registered charities and organisations registered with the Australian Charities and Not for profits Commission remain exempt from industry ...

Start-ups carve out confirms tax reforms are 'flawed': WAM

MATTHEW WAI  |  MONDAY, 13 JUL 2026
... assets, and should the proposed concession proceed, the government should, at the very least, extend eligibility to all registered Australian companies, including those that raise growth capital on the ASX. The government's intention to support innovative ...

ETF adoption hits 'meaningful threshold' among SWFs

KARREN VERGARA  |  TUESDAY, 30 JUN 2026
... with some institutions reviewing where assets are held and on what terms they can be accessed, questions that barely registered as strategic considerations a few years ago," he said.
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