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Showing 11 - 20 of 960 results for "Registered"

Digital asset adoption in SMSFs not a surprise: Burgess

MATTHEW WAI  |  THURSDAY, 7 MAY 2026
... help investors with the necessary compliance obligations and that's a good thing," he said. "As long as they are registered with AUSTRAC and ASIC, remain compliant, are not overstepping in terms of the information they provide for SMSFs and don't ...

Clearer distinction of advice required around aged care costs: Review

MATTHEW WAI  |  WEDNESDAY, 6 MAY 2026
... decisions. "This report reinforces what our whitepaper made clear - aged care financial advice must be delivered by registered financial advisers with specialist training," Biti said. "Aged care providers and FIS officers play an important role in providing ...

Treasury mulls increased powers for TPB

ELIZA BAVIN  |  TUESDAY, 14 APR 2026
... certain circumstances. It also seeks to introduce new civil penalties for breaches of the Code of Professional Conduct by registered tax practitioners and false or misleading statements by unregistered preparers. Th consult also suggests extending the ...

FEATURE | Regulation: Picking up the pieces

KARREN VERGARA  |  TUESDAY, 24 MAR 2026
... sector off the back of the Shield and First Guardian disaster. This time, the focus is on governance and oversight of registered MISs used by retail investors, particularly how ASIC's role can be improved. Given that imposing additional obligations ...

FAAA urges inclusion of advisers on occupational shortage list

ELIZA BAVIN  |  THURSDAY, 19 MAR 2026
... scarce Professional Year placement positions means that there are not enough applicants with the qualifications to be registered and employed as financial advisers. This is caused by a long training gap, not a suitability gap. "This means workforce shortages ...

ASIC considers changes to net asset requirements

ELIZA BAVIN  |  WEDNESDAY, 18 MAR 2026
... is seeking feedback on options for increasing the net tangible assets (NTA) requirement for responsible entities of registered managed investment schemes. In addition, ASIC is looking at increasing the NTA requirements that apply to other fund operators ...

Global X to tap humanoid robotics boom

JAMIE WILLIAMSON  |  FRIDAY, 13 MAR 2026
... it is planning to launch the product shortly but could not specify the date. The Global X Humanoid Robotics ETF was registered in January. Global X already offers a product of a similar theme in Hong Kong, the EV and Humanoid Robot Active ETF which launched ...

ASIC launches beneficial ownership transparency review

KARREN VERGARA  |  TUESDAY, 10 MAR 2026
... the regulator said. Amending the beneficial disclosure obligations in the Corporations Act will apply to companies, registered schemes, notified foreign passport funds and other bodies, whether incorporated or formed in Australia or not, that are listed ...

Financial services' gender pay gap improves at 21.4%

KARREN VERGARA  |  TUESDAY, 3 MAR 2026
... Management and Morgan Stanley Investment Management, which all reported a whopping gap of 51% and higher. Euroz Hartleys registered the biggest gap at 68.3% followed by Canaccord Genuity at 65.9%. Those with a gender pay gap between 30% and 50% include ...

MIS review ignores key issues: FAAA

KARREN VERGARA  |  TUESDAY, 3 MAR 2026
... The FAAA urged for greater controls and obligations for wholesale trusts as ASIC has very little data on these, yet registered retail trusts can readily invest in unregistered wholesale trusts where the obligations and transparency are much reduced. ...