Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 31 - 40 of 960 results for "Registered"

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
... each. According to details from the Australian Business Register and ASIC Register, Sheffield Insurance Services was registered since August 2011 and is currently still registered as an Australian proprietary company on both registers. Commenting, ASIC ...

The Big Short's Michael Burry shutters fund

KARREN VERGARA  |  FRIDAY, 14 NOV 2025
... your future investments," he wrote to investors in late October. Filings show that Scion Asset Management is no longer registered with the Securities and Exchange Commission. At the end of March, filings state that the fund had about US$155 million in ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON  |  THURSDAY, 13 NOV 2025
... chart that demonstrated Shield outperformed top super funds between June 2016 and June 2021, despite Shield only being registered in May 2021. While this was not approved by Interprac, ASIC said this should have raised red flags for the group about the ...

Global X to launch Japan TOPIX 100 ETF

MATTHEW WAI  |  WEDNESDAY, 12 NOV 2025
... be listed on the ASX under the ticker code of J100. On September 11, a trustee for Global X Japan TOPIX 100 ETF was registered on the Australian Business Register, followed by the appearance of a managed investment scheme of the same title on the ASIC ...

Largest managers' assets climb 9.4%: Research

ANGELIQUE MINAS  |  TUESDAY, 11 NOV 2025
... AUM among the top 500 firms alone. Highlighting regional disparities in performance, the report identified that Japan registered a 9.5% decline in AUM for 2024. Similarly, while the UK was the second largest asset management market in 2019, the findings ...

ASIC releases new ETP guide amid booming market

KARREN VERGARA  |  MONDAY, 10 NOV 2025
... and market operators. In the guide, ASIC sets out general obligations for issuers, such as responsible entities of registered managed investment schemes, which includes AFS licensing requirements and modified design and distribution obligations. It lays ...

Number of AFSLs plateaus: Rainmaker

ELIZA BAVIN  |  MONDAY, 3 NOV 2025
At end September 2025 there were 15,446 ASIC-registered financial advisers in Australia, according to the Rainmaker Financial Adviser report. Over the year to September, there was a decrease of 71 advisers, with 10 leaving the industry in the September ...

ASIC reveals findings from reporting and audit surveillance

ELIZA BAVIN  |  FRIDAY, 31 OCT 2025
... outlined findings from company financial reporting and audit surveillances; enforcement and compliance actions against registered company auditors; outcomes relating to company financial reports; and observations on auditor reporting and on voluntary ...

UGC auditor 'comprehensively failed', registration stripped

JAMIE WILLIAMSON  |  MONDAY, 27 OCT 2025
... appropriate to protect the public. O'Shea did not offer an explanation as to the extensive failures. He had been a registered auditor since 2008 and said it was only in more recent times that had failed in the performance of his duties, citing the pressure ...

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... Shield and marking them down by as much as 75%. "I've heard Joe Longo saying that ASIC needs more power to deal with registered managed investment schemes, and I would be interested to know what powers he thinks they lack, because the Corporations ...