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Showing 51 - 60 of 972 results for "Registered"

UGC auditor 'comprehensively failed', registration stripped

JAMIE WILLIAMSON  |  MONDAY, 27 OCT 2025
... appropriate to protect the public. O'Shea did not offer an explanation as to the extensive failures. He had been a registered auditor since 2008 and said it was only in more recent times that had failed in the performance of his duties, citing the pressure ...

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... Shield and marking them down by as much as 75%. "I've heard Joe Longo saying that ASIC needs more power to deal with registered managed investment schemes, and I would be interested to know what powers he thinks they lack, because the Corporations ...

Federal court slams director for 'fanciful' asset valuation

ELIZA BAVIN  |  TUESDAY, 23 SEP 2025
... the Kradle Software product would achieve a public listing on an overseas stock exchange. Great Southland, a Belize registered entity, was found by the court to have been operating unlawfully in Australia while unregistered for more than six years. ASIC ...

Unprecedented US M&As a boon for Australia: BGA

KARREN VERGARA  |  MONDAY, 22 SEP 2025
... Advisors (BGA). Bomy Hagopian, a partner and head of wealth management at BGA, says in 2016, the global advisory firm registered 43 wealth management US-centric transactions. "Fast forward to 2021, we had 245 transactions. Based on the first half of ...

ASIC issues interim stop orders to RELI Capital

RIDDHIMA TALWANI  |  FRIDAY, 19 SEP 2025
ASIC has issued an interim stop order against the RELI Capital Mortgage Fund, a registered managed investment scheme operated by RELI Capital. The regulator said it is to protect consumers and retail investors from acquiring a product not suitable for ...

ASIC issues interim stop orders to La Trobe Financial

JAMIE WILLIAMSON  |  FRIDAY, 19 SEP 2025
... and characteristics. "The 12 Month Term Account and 2 Year Account are invested almost entirely in loans secured by registered first mortgages, with the exception of small cash and term deposit holdings held to meet cash requirements," ASIC said. "These ...

ASIC makes 'first-of-its-kind' exemption to broaden digital asset access

MATTHEW WAI  |  THURSDAY, 18 SEP 2025
... facility licences when providing services related to stablecoins issued by an AFSL. The relief will take effect once registered on the Federal Registration of Legislation. However, intermediaries benefiting from this relief must make the exempt stablecoin's ...

Bennelong FM expands into private credit with US partnership

RIDDHIMA TALWANI  |  MONDAY, 15 SEP 2025
... asset class that has historically delivered stable income and downside protection." Bennelong plans to launch a local registered vehicle in the coming months. Last month, Bennelong shut its affiliate Touchstone Asset Management as it struggled to maintain ...

Receivers appointed to two Australian Fiduciaries entities

JAMIE WILLIAMSON  |  WEDNESDAY, 10 SEP 2025
... been lodged for FY24. "On the whole, there appears to be a substantial shortfall between the funds invested in the registered schemes and the asset values of the registered schemes," Downes said. "Only limited distributions have been paid to investors ...

Aware Super launches new features for advisers

MATTHEW WAI  |  TUESDAY, 9 SEP 2025
... Aware Super into their Xplan platform, while clients can authorise transactions through the Aware Super app. Meanwhile, registered advisers can initiate a nomination request via the portal, which clients can approve online, eliminating the need for paperwork. ...