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Showing 61 - 70 of 960 results for "Registered"

One third of advisers use 'Big 3' platforms: Rainmaker

KARREN VERGARA  |  THURSDAY, 24 JUL 2025
... there were 17,866. At the end of June, AMP, now rebranded as Entireti, was the largest financial advice brand with 955 registered advisers. But this is down 84 advisers compared to last year. ASX-listed Count is in second place with 608 advisers, down ...

ASIC fines advice groups over unregistered advisers

JAMIE WILLIAMSON  |  THURSDAY, 17 JUL 2025
... clients. ASIC said that it acted as it had reasonable grounds to believe both groups had authorised advisers who were not registered and that those advisers had provided personal advice to retail clients while unregistered. Both licensees immediately ...

Janus Henderson finalises strategic partnership with life insurer

MATTHEW WAI  |  THURSDAY, 3 JUL 2025
... value creation. Both will also co-develop proprietary, multi-asset solution model portfolios for Guardian's dually registered broker-dealer and registered investment advisor Park Avenue Securities. Commenting, Janus Henderson chief executive Ali ...

Betashares gearing up to expand Wealth Builder product suite

ANDREW MCKEAN  |  WEDNESDAY, 25 JUN 2025
Betashares has registered a new managed investment scheme, which possibly signals the expansion of its Wealth Builder geared ETF product suite, launched in April last year. The Betashares Wealth Builder Global Shares Geared (30-40% LVR) Complex ETF ...

En garde: New fund eyes Vanguard, Betashares' turf

ANDREW MCKEAN  |  THURSDAY, 19 JUN 2025
... the recent registrations could either reflect final product names or serve as placeholders. The firm has previously registered funds under working titles, only to later change or abandon them entirely. The development comes as Vanguard celebrates a major ...

DomaCom Fund names new RE

KARREN VERGARA  |  THURSDAY, 19 JUN 2025
... commercial sectors. It invests in underlying mortgage funds which invest in a unit trust with underlying exposure to registered mortgages. Assetora chair Giuseppe Porcelli said: "This decision by unitholders reflects the confidence in our ability to ...

ASIC takes action on Australian Fiduciaries

KARREN VERGARA  |  MONDAY, 16 JUN 2025
... investigation. Australian Fiduciaries failed to lodge audited financial statements or audited compliance plan reports for its registered managed investment schemes for the 2024 financial year and for the first half of FY25. ASIC understands that it has ...

Msquared Capital secures $150m warehouse facility with Australian bank

ANDREW MCKEAN  |  FRIDAY, 13 JUN 2025
... understand the manager's ability to find liquidity when required the most." The Msquared Mortgage Income Fund is a registered fund, whose mandate doesn't permit investments in construction, rural or vacant land, and specialised securities. As of April ...

ASIC blasts managed funds' poor compliance plans

KARREN VERGARA  |  MONDAY, 2 JUN 2025
... warning that such inadequate compliance plans indicate governance failings. The 50 REs examined operate 45% of all registered funds and hold about $1 trillion in assets. "While practices varied across plans and across each plan's treatment of the ...

Former financial adviser charged in alleged $160k super fraud case

ANDREW MCKEAN  |  FRIDAY, 9 MAY 2025
... arrangements or setting up SMSFs. His financial adviser status is now listed as "ceased" and he isn't currently registered. The exact date his registration ceased isn't clear, but his last recorded appointment ended nearly nine years before the ...