Search ResultsShowing 1 - 10 of 83 results for "John Price"
ASIC to survey whistleblower policies
ELIZA BAVIN  |  THURSDAY, 14 NOV 2019
... guidance to assist companies develop and implement policies that are tailored to their operations. ASIC commissioner John Price said: "Robust and transparent whistleblower policies are essential to achieving sound risk management and corporate governance." ...
Super trustees to formulate whistleblower policies
KARREN VERGARA  |  MONDAY, 12 AUG 2019
... reforms commenced on 1 July 2019, aiming to provide stronger rights and protections to whistleblowers. ASIC commissioner John Price said transparent whistleblower policies are essential to good risk management and corporate governance, and help uncover ...
ASIC moves against SMSF auditor misconduct
HARRISON WORLEY  |  TUESDAY, 23 JUL 2019
... ranging from independent peer reviews to restricted audits, to providing ASIC with proof of CPD hours. ASIC commissioner John Price noted the importance of SMSF auditors and said the regulator would always take action against those who failed to meet ...
Whistleblowers given new protection
ELIZABETH MCARTHUR  |  WEDNESDAY, 3 JUL 2019
... information and help us enforce the laws we administer to address and prevent harm to consumers," ASIC commissioner John Price said. "ASIC considers a strong and effective arrangement for handling reports from whistleblowers is a key component of corporate ...
Wealth management investigations spike
KANIKA SOOD  |  FRIDAY, 21 JUN 2019
... corporate regulator's wealth management investigations increased 129% in the year to March 2019, ASIC commissioner John Price said yesterday. In opening comments to a keynote panel discussion at the Governance and Risk Management Forum in Melbourne yesterday ...
Culture isn't everything: ASIC
HARRISON WORLEY  |  WEDNESDAY, 19 JUN 2019
ASIC commissioner John Price has warned a "strong culture" might not stand resolute in the face of remuneration incentives. Addressing the Governance Institute's Risk Management Forum in Sydney yesterday, Price warned companies that ensuring the behaviour ...
Fund manager creates new investment role
ELIZABETH MCARTHUR  |  FRIDAY, 24 MAY 2019
... fill the newly-created position of head of distribution and investment operations. Former Challenger state manager John Price has joined Eley Griffiths in the new role after 12 years building the annuity provider's managed funds and retirement products ...
ASIC pushes regtech adoption
ELIZABETH MCARTHUR  |  TUESDAY, 14 MAY 2019
... regtech solutions in the financial services sector to provide better outcomes for consumers," said ASIC commissioner John Price. "Regtech is something we are keenly interested in, both as a consumer of products and a facilitator of engagement more generally ...
Global Financial Innovation Network launches
KARREN VERGARA  |  FRIDAY, 1 FEB 2019
... which supports cross-border testing of innovative businesses. In floating the idea of GFIN last year, Commissioner John Price said there was an environment that allows firms to simultaneously trial and scale new technologies across multiple jurisdictions ...
More SMSF auditors disqualified
DARREN SNYDER  |  TUESDAY, 30 OCT 2018
... auditing their own funds, the fund of an immediate family member and the fund of a close family member. ASIC Commissioner John Price said self-managed superannuation auditors play a fundamental role in promoting confidence in the sector and "ASIC will ...
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