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Search ResultsShowing 51 - 60 of 88 results for "John Price"
ASIC bans another SMSF auditor
ALEX BURKE  |  WEDNESDAY, 2 DEC 2015
... role adequately and meet professional standards to promote confidence in the SMSF sector," said ASIC commissioner John Price. He added, "Compliance with the independence requirements is fundamental in fostering this confidence. ASIC will continue to ...
SMSF auditor disqualified
MARK SMITH  |  MONDAY, 30 NOV 2015
... application with the Administrative Appeals Tribunal for a review of ASIC's disqualification decision. ASIC Commissioner John Price said as the SMSF sector continues to grow in popularity with Australian investors it is critical that approved SMSF auditors ...
ASIC bans SMSF adviser
ALEX BURKE  |  MONDAY, 9 NOV 2015
... a financial adviser engages in dishonest conduct, ASIC will remove them from the industry," said ASIC commissioner John Price.
No industry is immune from poor culture risk: ASIC
STAFF WRITER  |  TUESDAY, 22 SEP 2015
... from the risk of cultivating a poor culture, the Australian Securities and Investments Commission (ASIC) commissioner John Price said. Speaking at the 2015 Customer Owned Banking Convention in Darwin, Price told the audience that "consumer trust and ...
ASIC issues digital disclosure guidance
ALEX DUNNIN  |  TUESDAY, 28 JUL 2015
... communication styles such as those incorporating interactive multi-media, said ASIC in a statement. ASIC Commissioner John Price said, "This can boost consumer understanding of financial services and products." "The measures announced today respond to ...
ASIC bans auditor and adviser
ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
... Australian investors, it is critical that approved SMSF auditors perform their role adequately," said ASIC commissioner John Price. "ASIC will continue to work with the ATO in acting to identify and remove auditors whose audit quality performance falls ...
ASIC bans convicted fraud "mastermind"
ALEX BURKE  |  FRIDAY, 22 MAY 2015
... serious fraud in the UK was motivated by greed and demonstrates a clear lack of integrity," said ASIC commissioner John Price. "ASIC's ban protects Australian consumers. It will prevent him from ever working in financial services in Australia again." ...
CCMC chief executive appointed as lead ombudsman
DARREN SNYDER  |  TUESDAY, 12 MAY 2015
... agreed to follow when dealing with personal and small business customers. Smith will join FOS's current lead ombudsman John Price (General Insurance) and Philip Field (Banking and Finance).
ASIC bans former Patersons adviser for life
ALEX BURKE  |  FRIDAY, 13 MAR 2015
... operations. "This is an example of ASIC cracking down on inappropriate behaviour by financial advisers," ASIC commissioner John Price said. "ASIC will act to remove those financial advisers from the industry who engage in dishonest conduct." According ...
ASIC stops Bitcoin miner discussing IPO
ALEX BURKE  |  MONDAY, 16 FEB 2015
... who will not have the benefit of all material information that would be included in a prospectus," ASIC commissioner John Price said. "ASIC expects companies to be fully aware of their obligations regarding advertising or publicity that occurs before ...
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