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Showing 51 - 60 of 92 results for "John Price"

Government pushes "regulatory sandbox" for fintech startups

ALEX BURKE  |  WEDNESDAY, 4 MAY 2016
... fintech innovation while maintaining protections to ensure investor and consumer trust and confidence," ASIC commissioner John Price said. He added: "ASIC anticipates that the proposed regulatory sandbox exemption may bring better financial services ...

ASIC consults on robo regulation

ALEX BURKE  |  MONDAY, 21 MAR 2016
... potential to offer Australian consumers access to good quality, low-cost, financial advice," said ASIC commissioner John Price. "ASIC is committed to helping industry take advantage of the opportunities offered by robo-advice while ensuring that investor ...

ASIC tightens Macquarie's AFSL

ALEX BURKE  |  FRIDAY, 11 MAR 2016
... licensees to maintain strict controls and follow proper procedures in their handling of client funds," ASIC commissioner John Price said. "Where that does not occur, ASIC will take action to ensure a licensee's ability to continue operating is contingent ...

Third SMSF auditor banned

DARREN SNYDER  |  THURSDAY, 3 DEC 2015
... June 2013 and 2014 when he was not a registered company auditor under the Corporations Act 2001. ASIC Commissioner John Price said auditors are important gatekeepers who play a crucial role in the SMSF sector. "SMSF auditors must maintain high standards ...

ASIC bans another SMSF auditor

ALEX BURKE  |  WEDNESDAY, 2 DEC 2015
... their role adequately and meet professional standards to promote confidence in the SMSF sector," said ASIC commissioner John Price. He added, "Compliance with the independence requirements is fundamental in fostering this confidence. ASIC will continue ...

SMSF auditor disqualified

MARK SMITH  |  MONDAY, 30 NOV 2015
... application with the Administrative Appeals Tribunal for a review of ASIC's disqualification decision. ASIC Commissioner John Price said as the SMSF sector continues to grow in popularity with Australian investors it is critical that approved SMSF auditors ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
... a financial adviser engages in dishonest conduct, ASIC will remove them from the industry," said ASIC commissioner John Price.

No industry is immune from poor culture risk: ASIC

STAFF WRITER  |  TUESDAY, 22 SEP 2015
... from the risk of cultivating a poor culture, the Australian Securities and Investments Commission (ASIC) commissioner John Price said. Speaking at the 2015 Customer Owned Banking Convention in Darwin, Price told the audience that "consumer trust and ...

ASIC issues digital disclosure guidance

ALEX DUNNIN  |  TUESDAY, 28 JUL 2015
... communication styles such as those incorporating interactive multi-media, said ASIC in a statement. ASIC Commissioner John Price said, "This can boost consumer understanding of financial services and products." "The measures announced today respond to ...

ASIC bans auditor and adviser

ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
... Australian investors, it is critical that approved SMSF auditors perform their role adequately," said ASIC commissioner John Price. "ASIC will continue to work with the ATO in acting to identify and remove auditors whose audit quality performance falls ...