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Search ResultsShowing 61 - 70 of 89 results for "John Price"
ASIC stops Bitcoin miner discussing IPO
ALEX BURKE  |  MONDAY, 16 FEB 2015
... who will not have the benefit of all material information that would be included in a prospectus," ASIC commissioner John Price said. "ASIC expects companies to be fully aware of their obligations regarding advertising or publicity that occurs before ...
Adviser jailed for two years over $1.5M fraud
LAURA MILLAN  |  MONDAY, 24 NOV 2014
... Michael King was made eligible for parole, but the Australian Securities and Investments Commission (ASIC) commissioner John Price said that "jail sentence shows that the court views misconduct by financial advisers very seriously." In September 2014 ...
Share trader jailed over $260,000 fraud
LAURA MILLAN  |  MONDAY, 3 NOV 2014
... matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." "ASIC does ...
ASIC pays commissioners $2.9m in 2014
LAURA MILLAN  |  THURSDAY, 30 OCT 2014
... and the lowest was $491,790. ASIC top officials are chairman Greg Medcraft, deputy chairman Peter Kell, commissioner John Price, commissioner Greg Tanzer and commissioner Cathy Armour. A total of 33 ASIC senior executives received a combined salary of ...
Accountant pays $10,000 fine for $100,000 fraud
LAURA MILLAN  |  FRIDAY, 3 OCT 2014
... Australian Securities and Investments Commissions (ASIC) brought the matter to the Perth District Court and Commissioner John Price said: "ASIC will ensure company directors who act fraudulently and seek to benefit personally are brought to account." ...
Trio-linked fund manager jailed for 25 months
JAMES FERNYHOUGH  |  MONDAY, 30 JUN 2014
... months in jail before being eligible for parole. Australian Securities and Investments Commission (ASIC) Commissioner John Price said, "Mr Maher's conduct fell below an acceptable standard. "Gatekeepers, like directors, company officers, auditors, investment ...
ASIC asks FSI for more flexible toolkit
MARK SMITH  |  WEDNESDAY, 4 JUN 2014
... increase its scope to address market problems. Giving a speech at the Corporate Governance Forum, ASIC commissioner John Price said the financial services landscape had changed significantly since the 1997 Wallis Inquiry. Markets have become more integrated ...
ASIC warns of complacency over confidential information
MARK SMITH  |  TUESDAY, 27 MAY 2014
... robust industry standards, ensures retail investors can be confident in the integrity of the market," ASIC Commissioner John Price said. "However, it's important for companies not to become complacent. They should address any perception - real or otherwise ...
ASIC sets its sights on hybrid securities
MARK SMITH  |  THURSDAY, 6 FEB 2014
... in practice. "ASIC is committed to addressing the concerns that these complex products present," ASIC commissioner John Price said. "Investor education is critical in this work. Investors must think hard about whether hybrids are suitable for them, weigh ...
Costs of new SMSF regulation expected to be "minimal"
LAURA MILLAN  |  MONDAY, 11 NOV 2013
... and because it means industry is able to implement the proposals with minimal cost and disruption," ASIC commissioner John Price said during a speech at the Institute of Public Accountants (IPA) National Congress. Price said that the consultation process ...
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