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Showing 81 - 90 of 426 results for "stockbroking"

ASIC suspends online broker AFSL

KARREN VERGARA  |  TUESDAY, 15 JAN 2019
ASIC has suspended the AFSL of an online stockbroking firm until 10 January 2020. Halifax Investment Services had its licence suspended shortly after it went into voluntary administration. ASIC said the terms of the suspension will allow Halifax clients ...

HUB24 secures bespoke platform mandate

JAMIE WILLIAMSON  |  FRIDAY, 30 NOV 2018
... number of potential platform providers, we selected HUB24 for their strong understanding of the private wealth and stockbroking sectors, and all-round superior platform capabilities," Patersons chief operating officer Jane Tandy said. "HUB24's subsidiary ...

Court fines stockbroker $350k

KARREN VERGARA  |  THURSDAY, 22 NOV 2018
The Federal Court has ordered a stockbroking firm to pay a $350,000 penalty for failing to comply with Market Integrity Rules. In early March 2011, State One Stockbroking placed 19 bids on behalf of a client when it should have reasonably suspected ...

Diversa executive joins managed accounts specialist

DARREN SNYDER  |  THURSDAY, 1 NOV 2018
... MGP said the acquisition will enable it to deliver an "upgraded superannuation solution to its financial planning, stockbroking and institutional client base." MGP chief executive David Heather said the transaction enables the firm to compete with its ...

Linear pushes MGP into the red

KARREN VERGARA  |  MONDAY, 3 SEP 2018
... demand for independent platforms shifting to non-bank aligned business models. Sharp said in addition to building the stockbroking and financial advisory market, acquiring Linear intends to improve efficiencies in administration and marketing the full ...

Centrepoint Alliance bolsters distribution team

HARRISON WORLEY  |  THURSDAY, 26 JUL 2018
... Queensland. Tattershall previously served for more than a decade as an alliance manager at financial planning and stockbroking firm Bridges Financial Services, before joining the FPA in 2016. Tattershall said his remit would involve travelling throughout ...

Praemium FUA surpasses $8bn

KARREN VERGARA  |  FRIDAY, 13 JUL 2018
... and inked a deal with West Australian wealth manager Hartleys. It also signed a five-year contract with CMC Markets Stockbroking to provide portfolio based reporting solutions. Morgan Stanley went live with Praemium's separately managed accounts ...

Advice and stock broking firm fined $35k

HARRISON WORLEY  |  WEDNESDAY, 13 JUN 2018
An advice and stockbroking firm offering services to institutional and private wealth investors has copped a $35,000 fine to comply with an infringement notice served by the markets disciplinary panel. The markets and disciplinary panel believed Wilsons ...

MGP to expand super solutions, director resigns

KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... RSE and upon completion it would enable MGP to deliver a "superior superannuation solution to its advisory firm and stockbroking client base." MGP did not disclose further details to the market other than should the transaction complete, consideration ...

Macquarie platform, wrap businesses soar

KARREN VERGARA  |  FRIDAY, 4 MAY 2018
... categorises its wrap platforms, superannuation, investment and financial advice, and cash management, private banking and stockbroking businesses under Banking and Financial Services (BFS). It services more than one million customers. The division's ...