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Showing 51 - 60 of 426 results for "stockbroking"

How to make sense of reporting season

ALLY SELBY  |  TUESDAY, 18 AUG 2020
As we reach a third of the way through Australia's reporting season, an advice and stockbroking group has identified three key trends that have so far emerged from the results. Wilsons Advisory noted that many of the companies that have reported thus ...

Prodigy boutique finds new strategic partner

KANIKA SOOD  |  WEDNESDAY, 24 JUN 2020
... with Prodigy, decided to stay away from multi-boutiques and focus on core capabilities. It has since partnered with stockbroking firm Hartleys.

Euroz, Hartleys to merge

JAMIE WILLIAMSON  |  FRIDAY, 19 JUN 2020
... confident in our ability to integrate the two firms and leverage the successful cultures of both to create a significant stockbroking and wealth management business with a bright and prosperous future," he said. Total funds under management for the combined ...

Pendal appoints new head of HNW distribution

KANIKA SOOD  |  MONDAY, 4 MAY 2020
... desks for JPMorgan in Europe before becoming head of distribution in Seoul where he ran the equities trading and stockbroking businesses, according to Pendal. In October, Rebecca Fesq left as Pendal's head of client experience and direct after five ...

ASIC cancels slew of AFSLs

JAMIE WILLIAMSON  |  FRIDAY, 3 APR 2020
... annual financial reports and auditor reports for 2017, 2018 and 2019. Finally, a Queensland financial planning and stockbroking firm FS Securities had its licence cancelled on March 5 after it failed to meet the "base level financial requirements" of ...

Prodigy folds, two boutiques to shut

KANIKA SOOD  |  WEDNESDAY, 18 MAR 2020
... were very good...but the barriers were growing day by day," McKenzie said. Euroz will focus on its core business of stockbroking, corporate finance, wealth management (Entrust Wealth Management), and funds management across Western Australia. It will ...

Bridges acquires bank advice business

JAMIE WILLIAMSON  |  THURSDAY, 12 MAR 2020
... executive Nathan Stanton said. "Bridges has grown to become one of Australia's largest national financial planning and stockbroking organisations and, during this time, has become the partner of choice for the customer-owned banking industry."

Advisers too time-poor for cash management

HARRISON WORLEY  |  THURSDAY, 12 MAR 2020
... clients. The report draws on the findings of a quantitative survey of 541 business leaders across advice, accounting and stockbroking, including 450 independent and dealer group aligned advisers, and shows 87% of advisers believe their wealth needs of ...

More courses get FASEA approval

ELIZABETH MCARTHUR  |  FRIDAY, 21 FEB 2020
... been awarded one credit recognition for prior learning (RPL). Advisers who have completed Professional Diploma in Stockbroking coursework to attain the SAFAA Specialist designation from 2001, offered by SAFAA, have been awarded one credit RPL. The approved ...

Bell FG appoints director, releases FY results

ALLY SELBY  |  FRIDAY, 21 FEB 2020
... and provides access to the independent financial planners channel. It will also provide new products for the firm's stockbroking clients. The group expects the acquisition to have "significant impact" on Bell Potter Capital's revenue this year. Provan ...