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Showing 11 - 20 of 429 results for "stockbroking"

Private credit start-up hires industry veteran as CIO

ELIZABETH FRY  |  THURSDAY, 30 OCT 2025
... decades of service in the Australian Army Reserve. Starting out as a chemical engineer at DuPont, Casey moved into stockbroking in the early 1990s, joining County Securities as a dealing research analyst. The firm later became Citigroup, where he rose ...

AWAG enters joint venture with Phillip Capital

ANGELIQUE MINAS  |  MONDAY, 20 OCT 2025
... Armytage Micro Cap Activist Fund (MCAF). Miles brings 20 years of experience in capital markets with expertise in stockbroking, wealth management, technology and compliance for capital markets to the role. This venture comes amid a series of acquisitions ...

Euroz Hartleys in 'early stage' talks with big investor

KARREN VERGARA  |  WEDNESDAY, 20 AUG 2025
... discussions regarding potential opportunities within the Australian market." The Western Australian group offers stockbroking, research and private wealth management services to investors that include high-net-wealth individuals and SMSFs. It also has ...

Pinnacle backs private markets managed accounts

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... markets. The technology powering the platform is based on OpenInvest's infrastructure used across the retail advice, stockbroking and asset management sectors and is being adapted by FinCap to meet the more complex demands of private market investing ...

SIAA chief executive steps down

ELIZA BAVIN  |  WEDNESDAY, 9 JUL 2025
... policy and regulatory changes that have occurred during her tenure. "Judith has been a passionate advocate for the stockbroking and wealth management sector, leading vital industry discussions and representing the interests of our members with professionalism ...

Ord Minnett nabs UBS operating chief

ELIZABETH FRY  |  THURSDAY, 5 JUN 2025
... in senior operations roles at Citibank and NCR. Ord Minnett, one of Australia's oldest stockbrokers, provides stockbroking, wealth management and corporate advisory services to retail and institutional clients across Australia.

Stockbroking faces 'perception problem'

ELIZA BAVIN  |  TUESDAY, 20 MAY 2025
... conference have told the industry it needs to work to improve its public perception, particularly around the profession of stockbroking. Morgans Financial chief executive John Clifford said just a simple Google search of the term "stockbroker" will elicit ...

Centaur goes self-licensed, appoints former dealer group head

ANDREW MCKEAN  |  FRIDAY, 14 FEB 2025
... few years. But with nearly 17 years' experience in practice development roles, including at Wilsons Advisory and Stockbroking, BT Financial Group, and Centrepoint Alliance, Ross said she felt that rising to more senior corporate roles meant less direct ...

Former BBY employee sentenced for 'dishonest conduct'

MATTHEW WAI  |  WEDNESDAY, 21 AUG 2024
Nine years on from its collapse, the former employee of stockbroking firm BBY has been sentenced to two years and six months after being convicted of aiding and abetting. ASIC alleged that Yat Nam (April) Yuen had facilitated the transfers of client ...

AustralianSuper bears brunt of complaints: AFCA

KARREN VERGARA  |  TUESDAY, 11 JUN 2024
... the complaints in the investments and advice sectors. Many of the firms linked to the complaints were CMC Markets Stockbroking, Prospero Markets (now in liquidation), and eToro. This is followed by managed investments (24.3%), and superannuation non-trustee ...