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Showing 61 - 70 of 432 results for "stockbroking"

ASIC cancels slew of AFSLs

JAMIE WILLIAMSON  |  FRIDAY, 3 APR 2020
... annual financial reports and auditor reports for 2017, 2018 and 2019. Finally, a Queensland financial planning and stockbroking firm FS Securities had its licence cancelled on March 5 after it failed to meet the "base level financial requirements" of ...

Prodigy folds, two boutiques to shut

KANIKA SOOD  |  WEDNESDAY, 18 MAR 2020
... were very good...but the barriers were growing day by day," McKenzie said. Euroz will focus on its core business of stockbroking, corporate finance, wealth management (Entrust Wealth Management), and funds management across Western Australia. It will ...

Bridges acquires bank advice business

JAMIE WILLIAMSON  |  THURSDAY, 12 MAR 2020
... executive Nathan Stanton said. "Bridges has grown to become one of Australia's largest national financial planning and stockbroking organisations and, during this time, has become the partner of choice for the customer-owned banking industry."

Advisers too time-poor for cash management

HARRISON WORLEY  |  THURSDAY, 12 MAR 2020
... clients. The report draws on the findings of a quantitative survey of 541 business leaders across advice, accounting and stockbroking, including 450 independent and dealer group aligned advisers, and shows 87% of advisers believe their wealth needs of ...

More courses get FASEA approval

ELIZABETH MCARTHUR  |  FRIDAY, 21 FEB 2020
... been awarded one credit recognition for prior learning (RPL). Advisers who have completed Professional Diploma in Stockbroking coursework to attain the SAFAA Specialist designation from 2001, offered by SAFAA, have been awarded one credit RPL. The approved ...

Bell FG appoints director, releases FY results

ALLY SELBY  |  FRIDAY, 21 FEB 2020
... and provides access to the independent financial planners channel. It will also provide new products for the firm's stockbroking clients. The group expects the acquisition to have "significant impact" on Bell Potter Capital's revenue this year. Provan ...

Ord Minnett chief resigns

ALLY SELBY  |  MONDAY, 16 DEC 2019
... industry leading platforms," he said. Morris also credited him for helping to restructure the firm's institutional stockbroking division alongside Ord Minnett's head of institutional equities, Nick Burmester. Gunning "also implemented the rebuilding ...

HUB24 upgrades distribution capabilities

HARRISON WORLEY  |  THURSDAY, 5 DEC 2019
... transition to managed portfolios to better meet client requirements. In an effort to support its "growing" segment of stockbroking clients, the firm also appointed a new business development manager across its stockbroking and private wealth divisions ...

AIST finds issues with FASEA code

ELIZABETH MCARTHUR  |  MONDAY, 25 NOV 2019
... there were more examples that related to this topic. In contrast there are numerous examples relating to SMSF and stockbroking." Scheerlinck also took issue with the fact that there is no reference to general advice in the Code of Ethics. She argued ...

IRESS wins technology mandate

KANIKA SOOD  |  TUESDAY, 19 NOV 2019
... of US $35 billion across the world. In Australia, it provides wealth management, institutional and private client stockbroking, online trading, corporate finance, investment research and funds management services.