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Showing 101 - 110 of 432 results for "stockbroking"

Bell FG flags US expansion

KARREN VERGARA  |  THURSDAY, 22 FEB 2018
... Bell Financial Group announced a strong full-year performance and flagged it is close to opening a US office. The stockbroking, investment and financial advisory firm's funds under advice, comprising cash, fixed income, superannuation, margin loans and ...

Sequoia Financial Group grows board

JAMIE WILLIAMSON  |  FRIDAY, 2 FEB 2018
... of Huntley Investment Company and is a former group investment manager at ING. He also has extensive experience in stockbroking, including as head of equities for Deutsche Bank Australia, director of institutional sales at County Natwest Sercurities ...

CMC Markets hires head of sales trading

KARREN VERGARA  |  THURSDAY, 1 FEB 2018
... online broking survey found investors were most satisfied with online stockbroker Bell Direct, while CMC Markets Stockbroking led the way for the best charting and website navigation features. CommSec topped the category for the most highly regarded ...

Former Fidelity consultant joins Legg Mason

ALEX BURKE  |  WEDNESDAY, 31 JAN 2018
... national sales manager of wholesale sales. Prior to joining UBS, he was an equity and derivative sales manager with Shaw Stockbroking, and worked in hedge fund and derivative sales at Phillip Capital. At the time, Sowerby commented: "We have sustained ...

Powerwrap, OneVue vets join MGP

JAMIE WILLIAMSON  |  MONDAY, 1 JAN 2018
... its acquisition of Linear. Richard Carr has joined MGP as a business development manager to aid the growth of MGP's stockbroking channel, with its newly expanded capability to deliver a Portfolio Administration Service to both ASX participants and non-ASX ...

Federal Government names Royal Commission lead

JAMIE WILLIAMSON  |  MONDAY, 4 DEC 2017
... Association (SAFAA) voiced concerns that the Royal Commission could lead to further and unnecessary regulation of the stockbroking industry. SAFAA chief executive Andrew Green labelled the inclusion of the stockbroking industry within the terms of reference ...

Centrepoint adviser banned

JAMIE WILLIAMSON  |  TUESDAY, 28 NOV 2017
... statement read. Separately, ASIC also recently accepted an enforceable undertaking from a Sydney investment banking, stockbroking and research firm following an investigation into conflicts of interest.

Sydney licensee caught out on conflicts

JAMIE WILLIAMSON  |  MONDAY, 27 NOV 2017
ASIC accepted an enforceable undertaking from a Sydney investment banking, stockbroking and research firm following an investigation into conflicts of interest. In July 2015 Foster Stockbroking was the sole lead manager for the initial public offering ...

HUB24 upgrades platform

KARREN VERGARA  |  MONDAY, 20 NOV 2017
... opening facility, for margin lending and cash management for example, will soon be released. Users can also open a stockbroking and HUB24 account in a single process utilising electronic signatures and a single client identification process for both ...

Penalty issued for ASX rules breach

JAMIE WILLIAMSON  |  THURSDAY, 16 NOV 2017
One of Australia's largest stockbroking and financial advice firms was slapped with a $358,000 infringement notice by the corporate regulator. Bell Potter Securities, part of Bell Financial Group, has been ordered by ASIC's Markets Disciplinary Panel ...