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Showing 111 - 120 of 432 results for "stockbroking"

Former BBY adviser cops 10-year ban

KARREN VERGARA  |  WEDNESDAY, 8 NOV 2017
... corporate regulator ASIC said. ASIC banned Perth-based Sergio Nicolo Belardo, a former authorised representative of stockbroking firm BBY between September 2013 to May 2015, after an investigation found he traded in clients' accounts without authorisation. ...

Legg Mason hires national BDM

KARREN VERGARA  |  TUESDAY, 31 OCT 2017
... national sales manager of wholesale sales. Prior to joining UBS, he was an equity and derivative sales manager with Shaw Stockbroking, and worked in hedge fund and derivative sales at Phillip Capital. Muston will be responsible for strengthening key ...

Investment boutique adds global SMA

JAMIE WILLIAMSON  |  WEDNESDAY, 25 OCT 2017
... as transparency, lack of pooled tax consequences and low cost. "PPM saw the Powerwrap Smartwrap platform, with its stockbroking and execution for Australia and global markets, as a compelling partner for launching their first global SMA. PPM will be ...

HUB24 partners for white label platform

JAMIE WILLIAMSON  |  THURSDAY, 19 OCT 2017
... existing infrastructure underpinning their business. "New products and functionality for clients complement our existing stockbroking business, which has been highly successful for nearly 20 years," Webster said. HUB24 managing director Andrew Alcock ...

New research director joins APP Securities

ALEX BURKE  |  WEDNESDAY, 11 OCT 2017
Following on from its partnership with Ignition Wealth, investment banking and stockbroking firm APP Securities has appointed a new research director to replace Russell Wright. David Fraser joins APP Securities from Shaw and Partners, where he was a ...

Small cap veteran joins listed equities manager

ALEX BURKE  |  THURSDAY, 5 OCT 2017
... Glennon. Powditch has held portfolio management roles at Citigroup and BNP Paribas; he was also a partner at Shaw Stockbroking (now Shaw and Partners) and, more recently, Bligh Capital Securities. He was also a journalist for Australian Business Magazine ...

Managed Accounts Holdings acquires competitor

JAMIE WILLIAMSON  |  TUESDAY, 26 SEP 2017
... cash consideration is to be funded via capital raising. Positive dynamics in the non-conflicted advice market, the stockbroking market as it transitions to annuity revenue streams and the increasing appetite for the institutional market to outsource ...

Sequoia raises curtains on two key acquisitions

ALEX BURKE  |  TUESDAY, 19 SEP 2017
... Sequoia Direct, Sequoia Asset Management and Sequoia Wealth Management. "Morrison will underpin Sequoia's current stockbroking and dealing businesses. Importantly, it gives us a great platform to enhance our trading and execution operations without the ...

Investors happier with online broking: Investment Trends

JAMIE WILLIAMSON  |  THURSDAY, 14 SEP 2017
... broker dominated all service categories. Bell Direct continues to lead in overall satisfaction, while CMC Markets Stockbroking has the most satisfied clients for charting and website navigation and CommSec leads in satisfaction with the mobile platform. ...

Robo-adviser scores investment banking partnership

ALEX BURKE  |  WEDNESDAY, 30 AUG 2017
... clients." Ignition Wealth head of sales and marketing Richard Liverpool added: "Ignition Wealth is delighted to enter the stockbroking market in Australia by providing digital financial advice to APP Securities." The new partnership underscores comments ...