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Showing 91 - 100 of 432 results for "stockbroking"

Linear pushes MGP into the red

KARREN VERGARA  |  MONDAY, 3 SEP 2018
... demand for independent platforms shifting to non-bank aligned business models. Sharp said in addition to building the stockbroking and financial advisory market, acquiring Linear intends to improve efficiencies in administration and marketing the full ...

Centrepoint Alliance bolsters distribution team

HARRISON WORLEY  |  THURSDAY, 26 JUL 2018
... Queensland. Tattershall previously served for more than a decade as an alliance manager at financial planning and stockbroking firm Bridges Financial Services, before joining the FPA in 2016. Tattershall said his remit would involve travelling throughout ...

Praemium FUA surpasses $8bn

KARREN VERGARA  |  FRIDAY, 13 JUL 2018
... and inked a deal with West Australian wealth manager Hartleys. It also signed a five-year contract with CMC Markets Stockbroking to provide portfolio based reporting solutions. Morgan Stanley went live with Praemium's separately managed accounts ...

Advice and stock broking firm fined $35k

HARRISON WORLEY  |  WEDNESDAY, 13 JUN 2018
An advice and stockbroking firm offering services to institutional and private wealth investors has copped a $35,000 fine to comply with an infringement notice served by the markets disciplinary panel. The markets and disciplinary panel believed Wilsons ...

MGP to expand super solutions, director resigns

KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... RSE and upon completion it would enable MGP to deliver a "superior superannuation solution to its advisory firm and stockbroking client base." MGP did not disclose further details to the market other than should the transaction complete, consideration ...

Macquarie platform, wrap businesses soar

KARREN VERGARA  |  FRIDAY, 4 MAY 2018
... categorises its wrap platforms, superannuation, investment and financial advice, and cash management, private banking and stockbroking businesses under Banking and Financial Services (BFS). It services more than one million customers. The division's ...

Westpac obscured bad adviser reference check

KARREN VERGARA  |  FRIDAY, 20 APR 2018
... raised significant alarm bells." "You know, we are a retail advice business based off personal advice. We're not a stockbroking business. This was the way that Mr Smith was acting, and it wasn't appropriate," he said. Orr pressed Wright why it took so ...

Former Bennelong chair joins Copia

KANIKA SOOD  |  THURSDAY, 15 MAR 2018
... company said today. Bruce Loveday has held senior executive positions in banking, asset consulting, institutional stockbroking, and investor relations. In July, 2017 Loveday was appointed the ARCO investment management's chair after it partnered with ...

FOS submission points finger at advisers

JAMIE WILLIAMSON  |  MONDAY, 5 MAR 2018
... advice and failure to follow customer instructions. Such disputes generally involved financial advice, managed funds, stockbroking and trading derivatives, options and cryptocurrency. FOS stated: "Inappropriate financial advice can result in consumers ...

HUB24 reports record first half

JAMIE WILLIAMSON  |  MONDAY, 26 FEB 2018
... from institutionally-aligned dealer groups, increased adoption of managed accounts and the ongoing convergence of stockbroking and financial advice as major growth opportunities. "Our investment in people, product and technology is delivering shareholder ...