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Showing 41 - 50 of 432 results for "stockbroking"

Education reforms are promising: SAFAA

KARREN VERGARA  |  FRIDAY, 28 JAN 2022
... recommendation, advisers can satisfy the qualifications by completing courses in finance, financial services, investments, stockbroking, wealth management, business law and so forth. "This is a break from the previous approach of micromanaging long and ...

Labor promises to recognise adviser experience

KARREN VERGARA  |  FRIDAY, 10 DEC 2021
... financial planner, which means the educational focus on financial planning degrees excludes much-needed expertise. "In stockbroking, there are advisers with medical degrees who are experts on health stocks, or geologists who are experts on resource stocks ...

New head of product, trading for AUSIEX

CHLOE WALKER  |  FRIDAY, 10 DEC 2021
... leadership team and help us set the direction for product and trading at AUSIEX." Grant's career spans 30 years in stockbroking and margin lending. He joins AUSIEX from CommSec, where he was executive manager, strategic projects from February 2020. Immediately ...

Stephen Jones changes tack on risk advice

ANNABELLE DICKSON  |  TUESDAY, 21 SEP 2021
... oversight and the governance procedure," Jones said. "We don't need life advisers being trained in the mechanics of stockbroking and the share market. They may, but it's not essential to their job." Jones also recognised that there can be different ...

Ord Minnett names head of equities

KARREN VERGARA  |  THURSDAY, 16 SEP 2021
... over 11 years as a director of wealth management, a unit he established and led in 2010. Lane's career began in stockbroking as a SEATS Operator and became Queensland manager for Salomon Smith Barney where he helped grow the business in Brisbane ...

Channel Capital appoints distribution director

KANIKA SOOD  |  THURSDAY, 29 JUL 2021
... South Wales. He has also worked an associate director at FIIG Securities and as a private wealth adviser at Wilsons Stockbroking & Advisory. "Sam's appointment is a continuation of our commitment to invest in long term relationships with Queensland ...

ASIC industry levy to increase

KARREN VERGARA  |  FRIDAY, 23 JUL 2021
... not sustainable and are unfairly attributed to the current population of financial advisers, particularly as the stockbroking and listed securities advice sector has an "exemplary record as regards the handling of customer complaints". In the recent ...

Ord Minnett appoints state lead

KARREN VERGARA  |  MONDAY, 12 JUL 2021
... over 11 years as a director of wealth management, a unit he established and led in 2010. Lane's career began in stockbroking as a SEATS Operator and became Queensland manager for Salomon Smith Barney where he helped grow the business in Brisbane ...

Wilsons adds to board

ANNABELLE DICKSON  |  WEDNESDAY, 30 JUN 2021
The stockbroking and advisory firm appointed the former chief executive of Commonwealth Bank alongside Craigs Investment Partners head of private wealth and market to its board. Ralph Norris and Jeremy Williamson have been appointed as non-executive ...

Wilsons starts Canberra office

KANIKA SOOD  |  MONDAY, 8 FEB 2021
The 125-year-old advice and stockbroking firm is establishing a Canberra office, as two financial advisers based in the region join from Elston. Tim Anderson and Richard Taylor have joined Wilsons' private wealth advisory team, which is headed by Paul ...