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Showing 41 - 50 of 426 results for "stockbroking"

ASIC industry levy to increase

KARREN VERGARA  |  FRIDAY, 23 JUL 2021
... not sustainable and are unfairly attributed to the current population of financial advisers, particularly as the stockbroking and listed securities advice sector has an "exemplary record as regards the handling of customer complaints". In the recent ...

Ord Minnett appoints state lead

KARREN VERGARA  |  MONDAY, 12 JUL 2021
... over 11 years as a director of wealth management, a unit he established and led in 2010. Lane's career began in stockbroking as a SEATS Operator and became Queensland manager for Salomon Smith Barney where he helped grow the business in Brisbane ...

Wilsons adds to board

ANNABELLE DICKSON  |  WEDNESDAY, 30 JUN 2021
The stockbroking and advisory firm appointed the former chief executive of Commonwealth Bank alongside Craigs Investment Partners head of private wealth and market to its board. Ralph Norris and Jeremy Williamson have been appointed as non-executive ...

Wilsons starts Canberra office

KANIKA SOOD  |  MONDAY, 8 FEB 2021
The 125-year-old advice and stockbroking firm is establishing a Canberra office, as two financial advisers based in the region join from Elston. Tim Anderson and Richard Taylor have joined Wilsons' private wealth advisory team, which is headed by Paul ...

Euroz expecting spike in NPAT

KANIKA SOOD  |  WEDNESDAY, 3 FEB 2021
... management brand. "We are very pleased with the performance of our Euroz Hartleys business. [It] is now the largest stockbroking firm in Western Australia are searching 126 companies," Euroz executive chair Andrew McKenzie said. "Our 65 advisers provide ...

Ord Minnett expands footprint

ANNABELLE DICKSON  |  FRIDAY, 29 JAN 2021
... growth, the wealth management group has opened the doors to its new office in Tasmania which will offer full-service stockbroking and financial planning. The office is led by senior investment adviser and branch manager Luke Rybarczyk, previously a client ...

SelfWealth launches US trading

ELIZABETH MCARTHUR  |  MONDAY, 7 DEC 2020
... with a global financial organisation, PhillipCapital. In Australia, Phillip Capital Limited specialises in wholesale stockbroking services to financial services licensees.

Ord Minnett acquires E.L. & C. Baillieu

ELIZA BAVIN  |  FRIDAY, 6 NOV 2020
... chief executive Karl Morris said. "The combination of E.L. & C. Baillieu's brand heritage and history, private stockbroking business, its adviser network, its client-base and operational synergies will cement Ords as a respected Australian wealth ...

Financial services firm names new directors

ALLY SELBY  |  WEDNESDAY, 7 OCT 2020
... Parker and Richard Simpson to its board, both who bring extensive experience and financial services expertise to the stockbroking, advisory and funds management business. Both Parker and Simpson are representatives of Hartleys, the firm Euroz merged ...

Superhero nabs new recruits

ALLY SELBY  |  FRIDAY, 2 OCT 2020
... firm, Biven worked at Patersons Securities as a derivatives manager, having previously worked with Tolhurst, Rivkin Stockbroking and CommSec.