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Showing 31 - 40 of 426 results for "stockbroking"

Charges laid against former BBY head of operations

CASSANDRA BALDINI  |  TUESDAY, 13 SEP 2022
... BBY's AFS licence in May 2015 and it was placed into voluntary administration during the same month. The former stockbroking and financial services business was liquidated in June 2015 which caused significant client shortfalls. The licence suspension ...

New executive director joins Clearway

ANDREW MCKEAN  |  MONDAY, 12 SEP 2022
... in investment management, Humphris worked as an equity research analyst and institutional dealer at institutional stockbroking firms, her career commenced as a REIT analyst.

Ord Minnett announces Perth office launch

CASSANDRA BALDINI  |  FRIDAY, 17 JUN 2022
... WesTrac," he said. The Australian wealth management group, founded 71 years ago, provides a range of services including stockbroking, financial planning including SMSF, funds management, investment banking, and portfolio service. Its head of private ...

J.P. MAM head of Australia funds departs

KARREN VERGARA  |  MONDAY, 7 FEB 2022
... IOOF and TIR Securities. He spoke to Financial Standard in 2015 about his ambitions to get a foot in the door in stockbroking after odd jobs and backpacking around Australia. At Schroders, Hallifax took responsibility for business development in Victoria ...

Education reforms are promising: SAFAA

KARREN VERGARA  |  FRIDAY, 28 JAN 2022
... recommendation, advisers can satisfy the qualifications by completing courses in finance, financial services, investments, stockbroking, wealth management, business law and so forth. "This is a break from the previous approach of micromanaging long and ...

Labor promises to recognise adviser experience

KARREN VERGARA  |  FRIDAY, 10 DEC 2021
... financial planner, which means the educational focus on financial planning degrees excludes much-needed expertise. "In stockbroking, there are advisers with medical degrees who are experts on health stocks, or geologists who are experts on resource stocks ...

New head of product, trading for AUSIEX

CHLOE WALKER  |  FRIDAY, 10 DEC 2021
... leadership team and help us set the direction for product and trading at AUSIEX." Grant's career spans 30 years in stockbroking and margin lending. He joins AUSIEX from CommSec, where he was executive manager, strategic projects from February 2020. Immediately ...

Stephen Jones changes tack on risk advice

ANNABELLE DICKSON  |  TUESDAY, 21 SEP 2021
... oversight and the governance procedure," Jones said. "We don't need life advisers being trained in the mechanics of stockbroking and the share market. They may, but it's not essential to their job." Jones also recognised that there can be different ...

Ord Minnett names head of equities

KARREN VERGARA  |  THURSDAY, 16 SEP 2021
... over 11 years as a director of wealth management, a unit he established and led in 2010. Lane's career began in stockbroking as a SEATS Operator and became Queensland manager for Salomon Smith Barney where he helped grow the business in Brisbane ...

Channel Capital appoints distribution director

KANIKA SOOD  |  THURSDAY, 29 JUL 2021
... South Wales. He has also worked an associate director at FIIG Securities and as a private wealth adviser at Wilsons Stockbroking & Advisory. "Sam's appointment is a continuation of our commitment to invest in long term relationships with Queensland ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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