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Showing 81 - 90 of 6687 results for "Securities"

Former ASIC supervisor joins crypto platform as operating chief

MATTHEW WAI  |  MONDAY, 1 DEC 2025
... markets, including a 12-year stint at ASIC serving in regulatory and market structure roles such as the senior manager for securities and strategies. During his time at ASIC, he led the supervision of financial markets and managed compliance applications ...

Super moves: ART, TCorp, Future Fund, QIC

ELIZABETH FRY  |  THURSDAY, 27 NOV 2025
... three years, having arrived as a credit analyst. Previously, she worked at Scotiabank, Standard Chartered Bank, BCP Securities and Exane Derivatives. And elsewhere, sustainability expert Tessa Volkmer is making the leap from asset management to superannuation ...

Former Pendal insto lead quits Citi

ELIZABETH FRY  |  THURSDAY, 27 NOV 2025
... partnerships at Russell Investments. Earlier in her career, Ashton was managing director of hedge fund sales at Austock Securities, before moving on to become managing director of Ecofin Australia, formerly Change Investment Management. Her first stint ...

FX coaching platform handed additional conditions over compliance failures

MATTHEW WAI  |  WEDNESDAY, 26 NOV 2025
... January 2010, enabling the business to provide financial product advice about derivatives, foreign exchange contracts and securities to retail and wholesale clients. It was founded by the UK-based entrepreneur Greg Secker in 2003; he is currently the ...

Sequoia shares dive nearly 50%

KARREN VERGARA  |  TUESDAY, 25 NOV 2025
... concerning it that a reasonable person would expect to have a material effect on the price or value of the entity's securities." In response, Sequoia said it became aware of the lawsuit late afternoon on November 12, when a representative of Maddocks ...

Quay Global lists two active ETFs

ANGELIQUE MINAS  |  MONDAY, 24 NOV 2025
... available for trading on the ASX from today. The two funds will provide investors with access to a portfolio of real estate securities on exchanges globally. They offer exposure to retail, office and residential sectors, as well as aged care, student ...

PE activity to continue momentum in 2026: Corrs

RIDDHIMA TALWANI  |  FRIDAY, 21 NOV 2025
... may be behind us," he said. Despite this shift, Barwon sees ongoing value in the listed private equity universe. Many securities are still trading at material discounts to their reported net asset values, currently averaging around 25%. "That discount ...

APRA stress tests for potential ASX failure

ELIZA BAVIN  |  THURSDAY, 20 NOV 2025
... to process trades. One of the effects of the operational shock meant that banks and super funds were unable to trade securities for a period of five days, APRA head of stress testing Stephen Fay said. Fay said the regulator assessed what additional stress ...

ETF Shares reduces management fee

ELIZA BAVIN  |  WEDNESDAY, 19 NOV 2025
... rules-based global equity solutions. In October ETF Shares announced it would be transferring its ETFs to the Australian Securities Exchange (ASX), after launching on Cboe Australia last year. ETF Shares said the move will broaden accessibility across ...

Estimated CSLR levy comes in at $127m for FY27

JAMIE WILLIAMSON  |  MONDAY, 17 NOV 2025
... is $137.5 million. With $126.9 million expected to be paid by financial advisers, the balance is split between the securities dealing, credit intermediation and credit provision sub-sectors. Securities dealing accounts for the bulk of this at $6.5 million. ...