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Showing 111 - 120 of 6687 results for "Securities"

Can IPOs ever recover? Experts aren't sure

MATTHEW WAI  |  WEDNESDAY, 15 OCT 2025
... from the ASX. Touching on whether the recent green light for Cboe to process IPOs and the acquisition of the National Securities Exchange by the Canadian Securities Exchange can boost competition and listings, it's difficult to say. "Generally, competitions ...

FINSIA's struggle to find scale

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... of the Australasian Institute of Banking and Finance, which was established by a group of bankers in 1886, and the Securities Institute of Australia which was created in 1966. Since its establishment, FINSIA has represented financial services professionals ...

PIMCO expands active ETF offering with EARN

RIDDHIMA TALWANI  |  WEDNESDAY, 15 OCT 2025
... Australia and New Zealand, said. EARN is suitable for both retail and advised portfolios and is available on the Australian Securities Exchange. PIMCO said EARN caters to the evolving needs of Australian investors amid falling cash rates and increasing ...

Ausbil lists two global ETFs on ASX

MATTHEW WAI  |  TUESDAY, 14 OCT 2025
Ausbil Investment Management has listed two active exchange-traded funds (ETFs) on the Australian Securities Exchange (ASX), with one investing in global small caps and the other in infrastructure. The Ausbil Global Small Cap Fund - Active ETF (ASX ...

ASIC cancels CPG Research & Advisory's AFSL

RIDDHIMA TALWANI  |  FRIDAY, 10 OCT 2025
... investors who meet the wholesale investor test. Last year, several directors of Linchpin Capital Group and Endeavour Securities, both of which are now in liquidation, were slapped with a combined $390,000 penalty by the Federal Court for breaching their ...

ETF market hits $300bn milestone early

MATTHEW WAI  |  FRIDAY, 10 OCT 2025
... over $300 billion by the end of the year. The sector passed this milestone in September. It comes as the Australian Securities Exchange (ASX) welcomed its 400th ETF with the listing of the Global X S&P Australia GARP ETF (ASX: GRPA). The ASX has experienced ...

ASIC bans another former Lighthouse Partners director

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
The Australian Securities and Investments Commission (ASIC) has banned former Lighthouse Partners director and financial adviser Timothy Archibald from providing financial services for 10 years, for fees for no service (FFNS) conduct. This comes after ...

Eildon recommends Samuel Terry takeover

KARREN VERGARA  |  TUESDAY, 7 OCT 2025
... recent market prices prior to announcement of the offer including a 24.1% premium to the closing price of EDC's stapled securities on ASX on the last trading day before the offer was announced," the committee said. Samuel Terry currently owns 63.08% ...

AWAG to snap up 20% stake in First Mutual

RIDDHIMA TALWANI  |  TUESDAY, 7 OCT 2025
... Earlier this year, AWAG became a major shareholder in Sequoia, acquiring 18.02% stake across more than 22.37 million securities. AWAG will be conducting due diligence on other potential investments within this niche for further expansion. To reach its ...

ASIC approval puts Cboe, ASX on level playing field

MATTHEW WAI  |  TUESDAY, 7 OCT 2025
... a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with the Australian Securities Exchange (ASX). ASIC flagged the possibility of an approval in August. Historically, Cboe Australia could only list exchange-traded ...