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Showing 121 - 130 of 6689 results for "Securities"

AWAG to snap up 20% stake in First Mutual

RIDDHIMA TALWANI  |  TUESDAY, 7 OCT 2025
... Earlier this year, AWAG became a major shareholder in Sequoia, acquiring 18.02% stake across more than 22.37 million securities. AWAG will be conducting due diligence on other potential investments within this niche for further expansion. To reach its ...

ASIC approval puts Cboe, ASX on level playing field

MATTHEW WAI  |  TUESDAY, 7 OCT 2025
... a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with the Australian Securities Exchange (ASX). ASIC flagged the possibility of an approval in August. Historically, Cboe Australia could only list exchange-traded ...

CSLR publishes paid claims details

JAMIE WILLIAMSON  |  FRIDAY, 26 SEP 2025
... totalling $1.8 million. MyPlanner went bust in 2020. The third highest number of claims were paid to clients of APC Securities in the securities dealing sub-sector. Some $1.2 million was paid across 27 claims. There have so far been 19 claims paid out ...

Australia, UK regulators exchange insights

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
... James Kelly, accompanied by representatives from the Bank of England, the Financial Conduct Authority, the Australian Securities and Investments Commission, the Reserve Bank of Australia and the Australian Prudential Regulation Authority. Both sides ...

FINSIA chief executive steps down

ANGELIQUE MINAS  |  FRIDAY, 26 SEP 2025
... 2022, will conclude his tenure after spending 18 months putting the Strategic Alliance with the Chartered Institute for Securities & Investment (CISI) body in place. Launching in November, the professional agency has over 54,000 members across more than ...

Crypto providers to hold AFSL under proposed laws

MATTHEW WAI  |  THURSDAY, 25 SEP 2025
... Corporations (Stablecoin Distribution Exemption) Instrument 2025/631 to add the second stablecoin AUDF, issued by Forte Securities Australia, an AFSL holder since 2017. Instrument 2025/631 exempts intermediaries from the requirement to hold separate ...

RBA says ASX has 'considerable work to do'

ELIZA BAVIN  |  THURSDAY, 25 SEP 2025
... program which will be the vehicle to ensure we execute well. It is a must-not-miss priority for ASX." The Australian Securities and Investments Commission (ASIC) is expected to release its inquiry into ASX - led by an independent panel including Rob ...

Private markets, asset class correlations upending 60-40 portfolio

KARREN VERGARA  |  WEDNESDAY, 17 SEP 2025
... investments in their portfolios, and that illiquidity premium can be 2% to 5% returns over publicly like public market securities."

Former staffer sues ASX, Lofthouse over bullying

ELIZA BAVIN  |  TUESDAY, 16 SEP 2025
... let go on June 13. The ASX has faced harsh criticism from both the Reserve Bank of Australia (RBA) and the Australian Securities and Investments Commission (ASIC) surrounding the CHESS replacement. In March the two entities wrote a damning open letter ...

360 Capital receives takeover offer from TT Investments

MATTHEW WAI  |  MONDAY, 15 SEP 2025
... investment manager 360 Capital Group (ASX: TGP) is considering an off-market takeover bid from TT Investments for all its securities at $0.30 cash per stapled security. Acting on behalf of TT Investments, K&L Gates has this morning disclosed its intention ...