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Search ResultsShowing 71 - 80 of 100+ results for "Securities"
Wells Fargo coughs up $4.5 billion
ALLY SELBY  |  MONDAY, 24 FEB 2020
... continued to rattle the world's fourth largest bank since 2016. The $4.5 billion (US$3 billion) settlement with the Securities and Exchange Commission (SEC) and the US Department of Justice (DOJ) resolves all criminal and civil charges against the ...
Bell FG appoints director, releases FY results
ALLY SELBY  |  FRIDAY, 21 FEB 2020
... already impressive resume; currently serving as a director of Perpetual Equity Investment Company, IMF Bentham, FIIG Securities, Utilities of Australia and Hunter Water Corporation. She is also currently the chair of Bell Asset Management. The similarly ...
New Aussie ETF to invest in FAANGs
KANIKA SOOD  |  FRIDAY, 21 FEB 2020
ETF Securities is set to launch a new exchange traded fund on the ASX that will invest in 10 companies including Facebook, Apple, Amazon and Google which together returned 45% last year. The ETF's will hold 10 stocks in equal weighting, adding names ...
Blockchain startup raises $68m, ordered to return funds
ALLY SELBY  |  FRIDAY, 21 FEB 2020
The Securities and Exchange Commission (SEC) has settled charges against a blockchain startup, after it raised $68 million through an unregistered "initial coin offering". Enigma MPC, based in San Francisco and Israel, raised approximately $68 million ...
Global index creates new ESG role
ELIZA BAVIN  |  WEDNESDAY, 19 FEB 2020
... after FTSE Russell recently expanded its sustainable investment analysis in China and Japan, with around 800 China A securities now included in sustainable investment analysis.
Franklin Templeton to acquire Legg Mason
JAMIE WILLIAMSON  |  WEDNESDAY, 19 FEB 2020
... the transaction. The investigation is looking into whether Legg Mason and its board of directors violated federal securities laws and/or breached their fiduciary duties to shareholders by failing to obtain the best possible price for shareholders, determine ...
Regulators praise super law reform
ELIZA BAVIN  |  FRIDAY, 14 FEB 2020
The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have jointly welcomed the proposed legislative reforms increasing the role of ASIC in the superannuation industry. The proposed changes ...
Short seller bites the dust
KANIKA SOOD  |  THURSDAY, 13 FEB 2020
... which make it illegal for a person to circulate false/misleading information that may affect the price of ASX traded securities so that they may benefit. It will also give a verdict for Rural's damages which are to be assessed on March 6.
BT fund to wind up
KANIKA SOOD  |  WEDNESDAY, 12 FEB 2020
... Total funds under management at the end of last year sat at $29 million. A recent review from the trustee (Westpac Securities Administration) concluded that given the small number of investors and low FUM following the 2012 stop to new investors; it ...
Perpetual awards mandate
KANIKA SOOD  |  WEDNESDAY, 12 FEB 2020
... Thornburg's multi-sector opportunistic credit strategy has been running since 2008 and invests in income-producing securities with an emphasis on higher-yielding fixed income. It is co-managed by Jason Brady, Jeff Klingelhofer, Lon Erickson and Christian ...
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