Search ResultsShowing 71 - 80 of 100+ results for "Securities"
Legalsuper expands member service capability
KARREN VERGARA  |  THURSDAY, 13 JUN 2019
... help build the fund's capacity in data science and interpretation. Wigney worked as a senior business analyst at FIIG Securities for eight years before moving to legalsuper. Prior to FIIG, he was based in the UK, working across global investment banks ...
International firm acquires advice group
JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUN 2019
... advice group with more than 120 advisers on its books is to be acquired by a major Canadian wealth manager. Patersons Securities is being purchased by Canaccord Genuity via its Australian operations, Canaccord Financial Group. As a result, Patersons ...
GAM names local institutional business director
KARREN VERGARA  |  TUESDAY, 11 JUN 2019
... superannuation funds in GAM's product offering, including its GAM Systematic alternative risk premia and insurance-linked securities, which continue to see positive net flows, the fund manager said. Wallis spent six years as a Brookvine director ...
J.P. Morgan wins custody mandate
KANIKA SOOD  |  TUESDAY, 11 JUN 2019
... Australian Custodial Services Association stats for December half. J.P. Morgan head of sales and relationship management, securities services, Australia and New Zealand, Bryan Gray said: "J.P. Morgan is uniquely positioned to support global asset managers ...
SEC adopts retail investor protection package
KARREN VERGARA  |  THURSDAY, 6 JUN 2019
The US Securities and Exchange Commission has adopted a package of fiduciary rules to protect retail investors from financial advisers who put their self-interests first. Under the new rules called Regulation Best Interest and Form CRS Relationship ...
Macquarie Securities cops ASIC penalty
KANIKA SOOD  |  MONDAY, 3 JUN 2019
Macquarie's securities business has paid a $300,000 penalty for contravening market integrity rules, the corporate regulator said this morning. ASIC issued an infringement notice to Macquarie Securities on May 3, after its markets disciplinary panel ...
Court throws out Aurora fund takeover bid
KANIKA SOOD  |  FRIDAY, 31 MAY 2019
Aurora Funds Management yesterday won court orders against Primary Securities which tried to topple it as the responsible entity for a listed fund in a rogue shareholder meeting on January 15. In January, activist investor Tim Staermose and Primary ...
SSGA launches four model portfolios
KARREN VERGARA  |  THURSDAY, 30 MAY 2019
... by investing in multiple ETFs. Asset classes include domestic and international equities and investment-grade debt securities. Meanwhile, the income-based strategy seeks to provide exposure to income and yield-generating investments across asset classes ...
Boutique fund manager rebrands
ELIZABETH MCARTHUR  |  TUESDAY, 28 MAY 2019
... only and long/short strategies from the same research set," he explained. The fund typically maintains a 150% long securities exposure funded by short selling 50% of the securities.
Boutique hires distribution lead from AMP Capital
KARREN VERGARA  |  FRIDAY, 24 MAY 2019
... joined Pendal Group as head of private bank, broker and family office distribution. He previously worked at Bell Potter Securities in intuitional sales and trading, and is a former financial adviser at Morgan Stanley Smith Barney. Ophir manages two Australian ...
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