Search ResultsShowing 31 - 40 of 100+ results for "Securities"
FASEA adds adviser representative to board
JAMIE WILLIAMSON  |  TUESDAY, 10 DEC 2019
... NAB, head of private wealth management at Goldman Sachs JBWere, and managing director and chief executive of Deutsche Securities Asia. Commenting on his appointment via LinkedIn, Hamilton said: "As a strong advocate of the need for our industry to change ...
Pendal cuts fee on multi-asset fund
KANIKA SOOD  |  FRIDAY, 6 DEC 2019
... management costs. Indirect costs are 0.05% p.a. The fund is managed by Stuart Eliot and invests in shares, property securities, fixed interest, alternatives and cash in Australia and overseas markets. It does not invest in companies materially involved ...
Cashwerkz, Complii partner to automate compliance
ALLY SELBY  |  TUESDAY, 3 DEC 2019
... platform. Complii is currently used by brokerage leaders Shaw and Partners, Canaccord Genuity Patersons, Argonaut Securities and Blue Ocean Equities.
Former NAB, Infocus advisers banned
ALLY SELBY  |  MONDAY, 2 DEC 2019
... industry for one year after she failed to disclose prior criminal charges when applying as a representative of Infocus Securities Australia. Williams had been charged with fraud and stealing under the Queensland Criminal Code. ASIC said that by "failing ...
Global fixed income trust launched
ELIZA BAVIN  |  MONDAY, 2 DEC 2019
... investing in emerging markets. "It invests in corporate government issuers and mortgage-backed and other asset backed securities, as well as investment grade and below-investment-grade debt instruments," MFS said. "Through this global opportunity set ...
First green bond ETF listed
ELIZA BAVIN  |  FRIDAY, 29 NOV 2019
... low-cost ETFs were designed to provide exposure to a blended portfolio of asset classes, including shares, property securities, bonds and cash.
State Street adds to leadership team
ELIZA BAVIN  |  THURSDAY, 28 NOV 2019
... services industries. Prior to joining State Street she served as the regional head of insurance sector sales for HSBC Securities Services in Asia Pacific. Based in Hong Kong, she was responsible for leading HSBC's custody and fund administration growth ...
ASIC probes Regal Funds Management
HARRISON WORLEY  |  WEDNESDAY, 27 NOV 2019
... preliminary investigation into the asset manager by way of a search warrant, in relation to its trading in certain securities. The confirmation comes just a day after trading was halted on the firm's Regal Investment Fund at the request of responsible ...
ASIC outlines Code of Ethics expectations
ELIZA BAVIN  |  TUESDAY, 26 NOV 2019
The Australian Securities and Investment Commission has outlined what it expects of advice licensees in regards to enforcing the Code of Ethics, saying it will not monitor or enforce individual advisers' compliance. The regulator said under the Corporations ...
BetaShares to list new diversified ETFs
ELIZA BAVIN  |  TUESDAY, 26 NOV 2019
... investment solutions that aim to provide exposure to a blended portfolio of asset classes, including shares, property securities, bonds and cash. "The management fees for the ETFs are expected to be the lowest amongst diversified ETFs currently available ...
Link to something j9Ak4j3t