|Search Results||Showing 11 - 20 of 100+ results for "Securities"|
|... campaigns to encourage customers to roll over external superannuation accounts into their existing accounts with Westpac Securities Administration Limited and BT Funds Management. ASIC was primarily concerned with the telephone calls. The corporate regulator ...|
|... employee has been permanently banned from providing financial services after stealing close to $300,000. The Australian Securities and Investments Commission said Emma Maree Radke provided administration services from a company related to Fitzpatricks ...|
|... chair of the audit and risk management committee Christine Holman resigned from her role with the company last week. Securities in the company were placed on a trading halt on Monday 21 October as a result of the short report. WiseTech called the short ...|
|... emerging market equities at 10%, private equity at 15.8%, property at6.7%, infrastructure and timberland at7.1%, debt securities at 9%, alternatives at 13.7% and cash at 11.4%. "The board remains alert to the uncertain outlook for global growth and the ...|
|... by the Federal Reserve during the financial crisis and its aftermath were concentrated in purchases of longer-term securities-principally longer-term Treasury securities and agency mortgage-backed securities," it said. "These operations were aimed at ...|
|... analytics and data company ETFLogic and specialist ETF and index data/technology vendor ULTUMUS. In Australia, ETF Securities, led by Kris Walesby, offers 15 ETFs and has $1.7 billion in funds under management.|
|The Australian Securities Exchange has updated its listing rules, boosting its ability to crack down on rule breakers. ASX chief compliance officer Kevin Lewis said the changes are designed to improve disclosures to the market, make the listings rules ...|
|... Trading Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission. The Volcker Rule is the section 619 of the Dodd-Frank Wall Street Reform Act, 2010 named after former ...|
|... trades as CommInsure - at the end of 2014. "These matters had been the subject of an investigation by the Australian Securities and Investments Commission (ASIC)," CBA said. "CMLA reported breaches of anti-hawking provisions to ASIC." The case will be ...|
|... first time with the new funds. The First Sentier Cash Fund will hold an actively-managed portfolio of money market securities with a low risk of capital loss. It will be managed by Tony Togher, the firm's head of short term investments and global ...|
HESTA's former executive of advice strategy has taken on a new role at another industry fund.
Senator Jane Hume has slammed the superannuation industry over the excuses used by super funds for not merging, saying there is simply no excuse when members' best interests are at play.
Two major insurance providers have cleaned up at the Association of Financial Advisers' Life Company of the Year and Consumer Choice Awards.
If financial markets were waiting for the Australian labour market report to raise the odds of another RBA rate reduction, they're too late. Now only one question remains.
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