Search ResultsShowing 11 - 20 of 100+ results for "Securities"
ASIC wins appeal against Westpac companies
KANIKA SOOD  |  MONDAY, 28 OCT 2019
... campaigns to encourage customers to roll over external superannuation accounts into their existing accounts with Westpac Securities Administration Limited and BT Funds Management. ASIC was primarily concerned with the telephone calls. The corporate regulator ...
ASIC bans former Fitzpatricks employee
ELIZA BAVIN  |  MONDAY, 28 OCT 2019
... employee has been permanently banned from providing financial services after stealing close to $300,000. The Australian Securities and Investments Commission said Emma Maree Radke provided administration services from a company related to Fitzpatricks ...
WiseTech short could impact super
ELIZABETH MCARTHUR  |  WEDNESDAY, 23 OCT 2019
... chair of the audit and risk management committee Christine Holman resigned from her role with the company last week. Securities in the company were placed on a trading halt on Monday 21 October as a result of the short report. WiseTech called the short ...
Future Fund returns 1.9% for the quarter
KANIKA SOOD  |  MONDAY, 21 OCT 2019
... emerging market equities at 10%, private equity at 15.8%, property at6.7%, infrastructure and timberland at7.1%, debt securities at 9%, alternatives at 13.7% and cash at 11.4%. "The board remains alert to the uncertain outlook for global growth and the ...
Chief economist update: When QE is not QE
BENJAMIN ONG  |  MONDAY, 14 OCT 2019
... by the Federal Reserve during the financial crisis and its aftermath were concentrated in purchases of longer-term securities-principally longer-term Treasury securities and agency mortgage-backed securities," it said. "These operations were aimed at ...
ETFS Capital backs indexing startup
KANIKA SOOD  |  FRIDAY, 11 OCT 2019
... analytics and data company ETFLogic and specialist ETF and index data/technology vendor ULTUMUS. In Australia, ETF Securities, led by Kris Walesby, offers 15 ETFs and has $1.7 billion in funds under management.
ASX updates listing rules
ELIZA BAVIN  |  FRIDAY, 11 OCT 2019
The Australian Securities Exchange has updated its listing rules, boosting its ability to crack down on rule breakers. ASX chief compliance officer Kevin Lewis said the changes are designed to improve disclosures to the market, make the listings rules ...
Volcker Rule tweak gets green light
KANIKA SOOD  |  THURSDAY, 10 OCT 2019
... Trading Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission. The Volcker Rule is the section 619 of the Dodd-Frank Wall Street Reform Act, 2010 named after former ...
CommInsure charged over hawking
HARRISON WORLEY  |  FRIDAY, 4 OCT 2019
... trades as CommInsure - at the end of 2014. "These matters had been the subject of an investigation by the Australian Securities and Investments Commission (ASIC)," CBA said. "CMLA reported breaches of anti-hawking provisions to ASIC." The case will be ...
First Sentier launches funds, picks new RE
KANIKA SOOD  |  WEDNESDAY, 2 OCT 2019
... first time with the new funds. The First Sentier Cash Fund will hold an actively-managed portfolio of money market securities with a low risk of capital loss. It will be managed by Tony Togher, the firm's head of short term investments and global ...
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