Search ResultsShowing 41 - 50 of 100+ results for "Securities"
Undisclosed additional lending must stop
KRISTI CHENG  |  THURSDAY, 26 SEP 2019
... explained that the managers are not disclosing the existence of that debt, or that charge. Instead, they are holding those securities in escrow, so that in the event of a default of the borrower, those securities come out of escrow and become they seek ...
Evidence of "pay to play" in US pension consulting
KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
... Thuong Harvison from University of Arizona last month, looked at all investment advisory firms registered with the US Securities and Exchange Commission (SEC), their client base, and political contributions. The research found that presence of a government ...
Adviser cops three-year ban
KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
The Australian Securities and Investments Commission banned a financial adviser from providing any financial services for a period of three years. The corporate regulator made a banning order against Kyle Jonothan Perry Marshall under the Corporations ...
Boutique wins industry fund mandate
KANIKA SOOD  |  MONDAY, 23 SEP 2019
... Ethical SRI Fund and Institutional mandates. The boutique's chief executive Matt Nacard, is a former Macquarie Securities co-head of Asia Equities. "We have a clearly defined and formal investment process that assesses cash flow, balance sheet, management ...
Vanguard pilots new robo offering
ELIZABETH MCARTHUR  |  THURSDAY, 19 SEP 2019
According to documents filed with the Securities and Exchange Commission, Vanguard is launching a new digital-only financial planning service through Vanguard Advisors. The offering, which is being piloted, will be called Vanguard Digital Advisor and ...
Australia investor friendly, not consumer friendly: Report
ELIZA BAVIN  |  WEDNESDAY, 18 SEP 2019
... Morningstar. Despite low fees for investors, it appears this is not getting passed on to consumers. The Australian Securities and Investments Commission have signaled it is looking into fees charged to consumers for financial advice. ASIC is looking ...
La Trobe Financial expands executive team
KRISTI CHENG  |  WEDNESDAY, 18 SEP 2019
... structured finance rating department. Following this, he worked with the National Australia Bank as head of asset backed securities and structured credit operations in Melbourne. La Trobe Financial chief executive Greg O'Neill expressed his delight at ...
Chief economist update: Whatever it takes, however long it takes
BENJAMIN ONG  |  FRIDAY, 13 SEP 2019
... the key ECB interest rates. "Third, we intend to continue reinvesting, in full, the principal payments from maturing securities purchased under the APP for an extended period of time past the date when we start raising the key ECB interest rates, and ...
What Future Fund looks for in managers
KANIKA SOOD  |  THURSDAY, 12 SEP 2019
... assets under management. It has rejigged its investment team in the recent years but majority of its investing at securities-level is outsourced to investment managers. Its total investments in private equity, private debt, property, infrastructure ...
Pinnacle boutique readies investment rejig, fee cut
KANIKA SOOD  |  TUESDAY, 10 SEP 2019
... rejig its investment strategy and cut fees by 12bps for one of its funds. The Resolution Capital Core Plus Property Securities Fund - Series II currently invests predominately in ASX-listed real estate investment trusts (A-REITs) and real estate securities ...
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