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Showing 151 - 160 of 6690 results for "Securities"

CALI launches review of Life Code

ELIZA BAVIN  |  THURSDAY, 31 JUL 2025
... decades of leadership in financial regulation and consumer policy. He has served as deputy chair of both the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission (ACCC). Kell was also chief executive ...

Former adviser charged over clients' near $1m loss

MATTHEW WAI  |  WEDNESDAY, 30 JUL 2025
... technology for robotic trading across a range of different instruments, including plans to float PWM on the Australian Securities Exchange (ASX), ASIC stated. According to ASIC, he was offering redeemable preference shares in PWMS and unlisted shares ...

Sequoia resumes trading after ASX query

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... response to the ASX query, Sequoia said it was not aware of any information that could explain the recent trading in its securities and said it has no material undisclosed information. However, the group said it was aware of an article published in The ...

Special feature: Shaping private markets

ELIZABETH FRY  |  TUESDAY, 29 JUL 2025
... "The experience showed us what happens when market conditions force rapid asset liquidation," BNP Paribas' head of securities services, Australia and New Zealand Daniel Cheever says, adding that an early release scheme of this magnitude was unlikely ...

ASIC issues warning over BTG Technology

ELIZA BAVIN  |  MONDAY, 28 JUL 2025
... Comisión Nacional del Mercado de Valores, the Austrian Financial Market Authority, Germany's BaFin, Canada's Alberta Securities Commission, France's Autorité des Marchés Financiers, Cyprus's Securities and Exchange Commission, Malaysia's Securities ...

Macquarie suffers first strike on pay package

KARREN VERGARA  |  FRIDAY, 25 JUL 2025
... remuneration report. The group has been under intense scrutiny from ASIC in recent years. Currently, ASIC is suing Macquarie Securities, the broking arm, for repeated and systemic misleading conduct in its short-sale reporting to the market operator ...

Brookfield takes stake in Cromwell

KARREN VERGARA  |  TUESDAY, 22 JUL 2025
... Brookfield subsidiary Terbium Property will pay $0.38 for each Cromwell share, in which there are 520,849,603 ordinary securities. In May, Cromwell confirmed media speculation that ESR launched a block trade for a portion of its stake in Cromwell and ...

Bennelong launches Allspring Global Income Fund

MATTHEW WAI  |  MONDAY, 21 JUL 2025
... Allspring's global income strategy by investing across a range of global fixed income sectors, including government, securities, investment grade credit, high yield and emerging market debt markets. It offers daily liquidity and aims to outperform the ...

Northern Trust selected to test tokenised asset uses

ELIZA BAVIN  |  THURSDAY, 10 JUL 2025
... between the RBA and the Digital Finance Cooperative Research Centre (DFCRC). The work is also supported by the Australian Securities and Investments Commission (ASIC), the Australian Prudential Regulation Authority (APRA), and the Australian Treasury. ...

Australia an 'efficient' market for multinationals

MATTHEW WAI  |  WEDNESDAY, 9 JUL 2025
... processing speed when it comes to meeting sophisticated requirements. The report specifically pointed to the Australian Securities and Investments Commission (ASIC), which it said continues to modernise its registry system to improve data quality and ...