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Showing 981 - 990 of 18797 results for "services"

New SEC chair affirmed, FCA chief reappointed

MATTHEW WAI  |  FRIDAY, 11 APR 2025
... joining with us, along with our dedicated staff, to fulfill our mission on behalf of the investing public." Financial Services Institute (FSI) chief executive and president Dale Brown was supportive of the appointment. "We congratulate Paul Atkins on ...

Falcon Capital, First Guardian fund to be wound up

MATTHEW WAI  |  FRIDAY, 11 APR 2025
... payments are many months late. Additionally, over $23 million of the fund's assets were purportedly spent on marketing services, which appears "contrary to representations made to investors." On 24 February 2025, the Federal Court made orders freezing ...

American Century appoints local sales VP

ELIZABETH FRY  |  THURSDAY, 10 APR 2025
... management businessworking at Dimensional for 18 years, most recently as vice president and regional director in the advisor services team. He started his career in financial services in 2004 at First State Investments in Edinburgh on the Asia-Pacific ...

NPP not suitable as the primary payment system for payday super

MATTHEW WAI  |  WEDNESDAY, 9 APR 2025
... SMEs to seek alternatives like Xero or MYOB to process super payments. SMEs, which includes a vast majority of financial services businesses, will need to adhere to the new rules despite existing burdens already in place. "At a time when SMEs are already ...

Three AFS licensees pinged over compliance breaches

ANDREW MCKEAN  |  WEDNESDAY, 9 APR 2025
Three AFS licensees - Australian Advice Network, IA Advice, and Sherrin Partners Services - have copped infringement notices from ASIC after their financial advisers provided personal advice while unregistered. Each licensee paid a $31,300 penalty in ...

AIOFP partners with fintech firm to offer white-labelled digital advice

ANDREW MCKEAN  |  WEDNESDAY, 9 APR 2025
... members and 5000 financial advisers. Through the partnership, AIOFP members will be able to offer digital or hybrid advice services to clients. It will also enable all client cohorts to access single topic advice, delivered under the moneyGPS AFSL. The ...

GQG rejigs allocations amid tariff pain

KARREN VERGARA  |  WEDNESDAY, 9 APR 2025
... of earnings in our holdings" during the March quarter. The fund manager also scaled back its holdings in communication services, materials and industrials across all four flagship strategies, but not to the extent that it undercut tech and consumer discretionary ...

Breaches continue as Cbus confirms 'unusual behaviour'

ELIZA BAVIN  |  TUESDAY, 8 APR 2025
... over the phone, due to higher than usual traffic. "We apologise for the inconvenience and are working hard to restore services as quickly as possible," Cbus said. This comes as AustralianSuper confirmed it would remediate members who lost money from ...

Perpetual to build digital wholesale term deposit marketplace

JAMIE WILLIAMSON  |  TUESDAY, 8 APR 2025
... between authorised deposit-taking institutions, institutional investors, and wealth managers. "The banking and financial services market is experiencing strong growth, with increasing demand for direct investment in secure, low-risk, income producing ...

Fitzpatricks names head of product

KARREN VERGARA  |  TUESDAY, 8 APR 2025
... Fitzpatricks Group appointed a head of product from Colonial First State (CFS) as it bolsters its investment products and services to financial advisers and their clients. Andrew Chapple joins Fitzpatricks in the newly created role based in Sydney. Chapple ...