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Showing 951 - 960 of 3481 results for "Compliance"

Connectus acquires fifth practice

KARREN VERGARA  |  WEDNESDAY, 30 JUN 2021
... small businesses on financial planning, investment management and lending solutions, as well as accounting and tax compliance services. Founder and director George Ferizis said joining a highly collaborative consortium is an exciting new phase for the ...

GBST improves compliance checks

KARREN VERGARA  |  TUESDAY, 29 JUN 2021
GBST has upgraded its solution to make it easier for superannuation funds to identify members and meet Australian Tax Office tax obligations. GBST Digital now allows super funds to integrate ID verification in their systems without compromising the ...

Stonehouse acquires risk advice firm

KARREN VERGARA  |  MONDAY, 28 JUN 2021
... Standard recently wrote about the state of risk advice in its special feature. Changes to remuneration, education, compliance regimes and products, like income protection, have made it impossible for some advisers to keep their head above water. The ...

ASIC removes Societe Generale restrictions

ANNABELLE DICKSON  |  FRIDAY, 25 JUN 2021
... independent expert to assess and test the adequacy and effectiveness of its controls, systems and processes to ensure compliance with the client money requirements of the Corporations Act 2001. According to ASIC, Societe Generale successfully fulfilled ...

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... TPB still has the responsibility for the Corporate Authorised Representative (CARs) and AFSL registrations, meaning compliance with TPB regulations is still required. "The current drafting does not meet the government's intention of creating a single ...

Channel Capital adds Cayman director

KANIKA SOOD  |  THURSDAY, 24 JUN 2021
... funds domiciled in the United States, Cayman Islands and other offshore financial centres. It will also ensure ongoing compliance with regulatory obligations including anti-money laundering and tax transparency, the firm said. It says the Cayman Islands ...

AUSTRAC to face scrutiny

ELIZABETH MCARTHUR  |  THURSDAY, 24 JUN 2021
... subsidiaries including JBWere. The financial intelligence agency is investigating NAB's "potential serious and ongoing non-compliance" with respect to customer identification procedures, ongoing customer due diligence, and its ability to comply with ...

CalPERS adds chief equity officer

JAMIE WILLIAMSON  |  THURSDAY, 24 JUN 2021
... officer. Marlene Timberlake D'Adamo has been appointed to the role effective immediately. She was previously chief compliance officer, a role the pension fund is actively recruiting for. Timberlake D'Adamo will be responsible for fostering a culture ...

Government to create ASIC, APRA regulator

ANNABELLE DICKSON  |  THURSDAY, 24 JUN 2021
... FRAA's inaugural tasks will be to assist newly appointed ASIC chair Joseph Longo in ensuring the corporate regulator's compliance with the Government's Statement of Expectation. Taking to Twitter, Senator Andrew Bragg said the FRAA's oversight of the ...

ASIC fines trading firm

ANNABELLE DICKSON  |  WEDNESDAY, 23 JUN 2021
... contravened Rule 2.2.8 of the ASIC Market Integrity Rules (Futures Markets) 2017, whereby a market participant ensures compliance with market integrity rules and the Corporations Act. The MDP found that Life Trading did not have appropriate supervisory ...